The Necessity of AI Audit Standards Boards

Fuente: arXiv
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Main Authors: Manheim, David, Martin, Sammy, Bailey, Mark, Samin, Mikhail, Greutzmacher, Ross
Format: Preprint
Published: 2024
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author Manheim, David
Martin, Sammy
Bailey, Mark
Samin, Mikhail
Greutzmacher, Ross
author_facet Manheim, David
Martin, Sammy
Bailey, Mark
Samin, Mikhail
Greutzmacher, Ross
contents Auditing of AI systems is a promising way to understand and manage ethical problems and societal risks associated with contemporary AI systems, as well as some anticipated future risks. Efforts to develop standards for auditing Artificial Intelligence (AI) systems have therefore understandably gained momentum. However, we argue that creating auditing standards is not just insufficient, but actively harmful by proliferating unheeded and inconsistent standards, especially in light of the rapid evolution and ethical and safety challenges of AI. Instead, the paper proposes the establishment of an AI Audit Standards Board, responsible for developing and updating auditing methods and standards in line with the evolving nature of AI technologies. Such a body would ensure that auditing practices remain relevant, robust, and responsive to the rapid advancements in AI. The paper argues that such a governance structure would also be helpful for maintaining public trust in AI and for promoting a culture of safety and ethical responsibility within the AI industry. Throughout the paper, we draw parallels with other industries, including safety-critical industries like aviation and nuclear energy, as well as more prosaic ones such as financial accounting and pharmaceuticals. AI auditing should emulate those fields, and extend beyond technical assessments to include ethical considerations and stakeholder engagement, but we explain that this is not enough; emulating other fields' governance mechanisms for these processes, and for audit standards creation, is a necessity. We also emphasize the importance of auditing the entire development process of AI systems, not just the final products...
format Preprint
id arxiv_https___arxiv_org_abs_2404_13060
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle The Necessity of AI Audit Standards Boards
Manheim, David
Martin, Sammy
Bailey, Mark
Samin, Mikhail
Greutzmacher, Ross
Computers and Society
Artificial Intelligence
K.4.1; K.6.4; K.5.2; I.2
Auditing of AI systems is a promising way to understand and manage ethical problems and societal risks associated with contemporary AI systems, as well as some anticipated future risks. Efforts to develop standards for auditing Artificial Intelligence (AI) systems have therefore understandably gained momentum. However, we argue that creating auditing standards is not just insufficient, but actively harmful by proliferating unheeded and inconsistent standards, especially in light of the rapid evolution and ethical and safety challenges of AI. Instead, the paper proposes the establishment of an AI Audit Standards Board, responsible for developing and updating auditing methods and standards in line with the evolving nature of AI technologies. Such a body would ensure that auditing practices remain relevant, robust, and responsive to the rapid advancements in AI. The paper argues that such a governance structure would also be helpful for maintaining public trust in AI and for promoting a culture of safety and ethical responsibility within the AI industry. Throughout the paper, we draw parallels with other industries, including safety-critical industries like aviation and nuclear energy, as well as more prosaic ones such as financial accounting and pharmaceuticals. AI auditing should emulate those fields, and extend beyond technical assessments to include ethical considerations and stakeholder engagement, but we explain that this is not enough; emulating other fields' governance mechanisms for these processes, and for audit standards creation, is a necessity. We also emphasize the importance of auditing the entire development process of AI systems, not just the final products...
title The Necessity of AI Audit Standards Boards
topic Computers and Society
Artificial Intelligence
K.4.1; K.6.4; K.5.2; I.2
url https://arxiv.org/abs/2404.13060