Ponzi Funds

Fuente: arXiv
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Hauptverfasser: van der Beck, Philippe, Bouchaud, Jean-Philippe, Villamaina, Dario
Format: Preprint
Veröffentlicht: 2024
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author van der Beck, Philippe
Bouchaud, Jean-Philippe
Villamaina, Dario
author_facet van der Beck, Philippe
Bouchaud, Jean-Philippe
Villamaina, Dario
contents Many active funds hold concentrated portfolios. Flow-driven trading in these securities causes price pressure, which pushes up the funds' existing positions resulting in realized returns. We decompose fund returns into a price pressure (self-inflated) and a fundamental component and show that when allocating capital across funds, investors are unable to identify whether realized returns are self-inflated or fundamental. Because investors chase self-inflated fund returns at a high frequency, even short-lived impact meaningfully affects fund flows at longer time scales. The combination of price impact and return chasing causes an endogenous feedback loop and a reallocation of wealth to early fund investors, which unravels once the price pressure reverts. We find that flows chasing self-inflated returns predict bubbles in ETFs and their subsequent crashes, and lead to a daily wealth reallocation of 500 Million from ETFs alone. We provide a simple regulatory reporting measure -- fund illiquidity -- which captures a fund's potential for self-inflated returns.
format Preprint
id arxiv_https___arxiv_org_abs_2405_12768
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Ponzi Funds
van der Beck, Philippe
Bouchaud, Jean-Philippe
Villamaina, Dario
General Finance
General Economics
Economics
Pricing of Securities
Trading and Market Microstructure
Many active funds hold concentrated portfolios. Flow-driven trading in these securities causes price pressure, which pushes up the funds' existing positions resulting in realized returns. We decompose fund returns into a price pressure (self-inflated) and a fundamental component and show that when allocating capital across funds, investors are unable to identify whether realized returns are self-inflated or fundamental. Because investors chase self-inflated fund returns at a high frequency, even short-lived impact meaningfully affects fund flows at longer time scales. The combination of price impact and return chasing causes an endogenous feedback loop and a reallocation of wealth to early fund investors, which unravels once the price pressure reverts. We find that flows chasing self-inflated returns predict bubbles in ETFs and their subsequent crashes, and lead to a daily wealth reallocation of 500 Million from ETFs alone. We provide a simple regulatory reporting measure -- fund illiquidity -- which captures a fund's potential for self-inflated returns.
title Ponzi Funds
topic General Finance
General Economics
Economics
Pricing of Securities
Trading and Market Microstructure
url https://arxiv.org/abs/2405.12768