The Geometry of Categorical and Hierarchical Concepts in Large Language Models

Fuente: arXiv
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Autores principales: Park, Kiho, Choe, Yo Joong, Jiang, Yibo, Veitch, Victor
Formato: Preprint
Publicado: 2024
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author Park, Kiho
Choe, Yo Joong
Jiang, Yibo
Veitch, Victor
author_facet Park, Kiho
Choe, Yo Joong
Jiang, Yibo
Veitch, Victor
contents The linear representation hypothesis is the informal idea that semantic concepts are encoded as linear directions in the representation spaces of large language models (LLMs). Previous work has shown how to make this notion precise for representing binary concepts that have natural contrasts (e.g., {male, female}) as directions in representation space. However, many natural concepts do not have natural contrasts (e.g., whether the output is about an animal). In this work, we show how to extend the formalization of the linear representation hypothesis to represent features (e.g., is_animal) as vectors. This allows us to immediately formalize the representation of categorical concepts as polytopes in the representation space. Further, we use the formalization to prove a relationship between the hierarchical structure of concepts and the geometry of their representations. We validate these theoretical results on the Gemma and LLaMA-3 large language models, estimating representations for 900+ hierarchically related concepts using data from WordNet.
format Preprint
id arxiv_https___arxiv_org_abs_2406_01506
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle The Geometry of Categorical and Hierarchical Concepts in Large Language Models
Park, Kiho
Choe, Yo Joong
Jiang, Yibo
Veitch, Victor
Computation and Language
Artificial Intelligence
Machine Learning
The linear representation hypothesis is the informal idea that semantic concepts are encoded as linear directions in the representation spaces of large language models (LLMs). Previous work has shown how to make this notion precise for representing binary concepts that have natural contrasts (e.g., {male, female}) as directions in representation space. However, many natural concepts do not have natural contrasts (e.g., whether the output is about an animal). In this work, we show how to extend the formalization of the linear representation hypothesis to represent features (e.g., is_animal) as vectors. This allows us to immediately formalize the representation of categorical concepts as polytopes in the representation space. Further, we use the formalization to prove a relationship between the hierarchical structure of concepts and the geometry of their representations. We validate these theoretical results on the Gemma and LLaMA-3 large language models, estimating representations for 900+ hierarchically related concepts using data from WordNet.
title The Geometry of Categorical and Hierarchical Concepts in Large Language Models
topic Computation and Language
Artificial Intelligence
Machine Learning
url https://arxiv.org/abs/2406.01506