Dishonesty in Helpful and Harmless Alignment

Fuente: arXiv
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Auteurs principaux: Huang, Youcheng, Tang, Jingkun, Feng, Duanyu, Zhang, Zheng, Lei, Wenqiang, Lv, Jiancheng, Cohn, Anthony G.
Format: Preprint
Publié: 2024
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author Huang, Youcheng
Tang, Jingkun
Feng, Duanyu
Zhang, Zheng
Lei, Wenqiang
Lv, Jiancheng
Cohn, Anthony G.
author_facet Huang, Youcheng
Tang, Jingkun
Feng, Duanyu
Zhang, Zheng
Lei, Wenqiang
Lv, Jiancheng
Cohn, Anthony G.
contents People tell lies when seeking rewards. Large language models (LLMs) are aligned to human values with reinforcement learning where they get rewards if they satisfy human preference. We find that this also induces dishonesty in helpful and harmless alignment where LLMs tell lies in generating harmless responses. Using the latest interpreting tools, we detect dishonesty, show how LLMs can be harmful if their honesty is increased, and analyze such conflicts at the parameter-level. Given these preliminaries and the hypothesis that reward-seeking stimulates dishonesty, we theoretically show that the dishonesty can in-turn decrease the alignment performances and augment reward-seeking alignment with representation regularization. Extensive results, including GPT-4 annotated win-rates, perplexities, and cases studies demonstrate that we can train more honest, helpful, and harmless LLMs. We will make all our codes and results be open-sourced upon this paper's acceptance.
format Preprint
id arxiv_https___arxiv_org_abs_2406_01931
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Dishonesty in Helpful and Harmless Alignment
Huang, Youcheng
Tang, Jingkun
Feng, Duanyu
Zhang, Zheng
Lei, Wenqiang
Lv, Jiancheng
Cohn, Anthony G.
Computation and Language
People tell lies when seeking rewards. Large language models (LLMs) are aligned to human values with reinforcement learning where they get rewards if they satisfy human preference. We find that this also induces dishonesty in helpful and harmless alignment where LLMs tell lies in generating harmless responses. Using the latest interpreting tools, we detect dishonesty, show how LLMs can be harmful if their honesty is increased, and analyze such conflicts at the parameter-level. Given these preliminaries and the hypothesis that reward-seeking stimulates dishonesty, we theoretically show that the dishonesty can in-turn decrease the alignment performances and augment reward-seeking alignment with representation regularization. Extensive results, including GPT-4 annotated win-rates, perplexities, and cases studies demonstrate that we can train more honest, helpful, and harmless LLMs. We will make all our codes and results be open-sourced upon this paper's acceptance.
title Dishonesty in Helpful and Harmless Alignment
topic Computation and Language
url https://arxiv.org/abs/2406.01931