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Main Author: Qi, Binchuan
Format: Preprint
Published: 2024
Subjects:
Online Access:https://arxiv.org/abs/2406.04567
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author Qi, Binchuan
author_facet Qi, Binchuan
contents In this paper, we explore bounds on the expected risk when using deep neural networks for supervised classification from an information theoretic perspective. Firstly, we introduce model risk and fitting error, which are derived from further decomposing the empirical risk. Model risk represents the expected value of the loss under the model's predicted probabilities and is exclusively dependent on the model. Fitting error measures the disparity between the empirical risk and model risk. Then, we derive the upper bound on fitting error, which links the back-propagated gradient and the model's parameter count with the fitting error. Furthermore, we demonstrate that the generalization errors are bounded by the classification uncertainty, which is characterized by both the smoothness of the distribution and the sample size. Based on the bounds on fitting error and generalization, by utilizing the triangle inequality, we establish an upper bound on the expected risk. This bound is applied to provide theoretical explanations for overparameterization, non-convex optimization and flat minima in deep learning. Finally, empirical verification confirms a significant positive correlation between the derived theoretical bounds and the practical expected risk, thereby affirming the practical relevance of the theoretical findings.
format Preprint
id arxiv_https___arxiv_org_abs_2406_04567
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Error Bounds of Supervised Classification from Information-Theoretic Perspective
Qi, Binchuan
Machine Learning
Information Retrieval
In this paper, we explore bounds on the expected risk when using deep neural networks for supervised classification from an information theoretic perspective. Firstly, we introduce model risk and fitting error, which are derived from further decomposing the empirical risk. Model risk represents the expected value of the loss under the model's predicted probabilities and is exclusively dependent on the model. Fitting error measures the disparity between the empirical risk and model risk. Then, we derive the upper bound on fitting error, which links the back-propagated gradient and the model's parameter count with the fitting error. Furthermore, we demonstrate that the generalization errors are bounded by the classification uncertainty, which is characterized by both the smoothness of the distribution and the sample size. Based on the bounds on fitting error and generalization, by utilizing the triangle inequality, we establish an upper bound on the expected risk. This bound is applied to provide theoretical explanations for overparameterization, non-convex optimization and flat minima in deep learning. Finally, empirical verification confirms a significant positive correlation between the derived theoretical bounds and the practical expected risk, thereby affirming the practical relevance of the theoretical findings.
title Error Bounds of Supervised Classification from Information-Theoretic Perspective
topic Machine Learning
Information Retrieval
url https://arxiv.org/abs/2406.04567