Optimal withdrawals in a general diffusion model with control rates subject to a state-dependent upper bound

Fuente: arXiv
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Main Authors: Guérin, Hélène, Mata, Dante, Renaud, Jean-François, Roch, Alexandre
Format: Preprint
Published: 2024
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author Guérin, Hélène
Mata, Dante
Renaud, Jean-François
Roch, Alexandre
author_facet Guérin, Hélène
Mata, Dante
Renaud, Jean-François
Roch, Alexandre
contents We consider a classical stochastic control problem in which a diffusion process is controlled by a withdrawal process up to a termination time. The objective is to maximize the expected discounted value of the withdrawals until the first-passage time below level zero. In this work, we are considering absolutely continuous control strategies in a general diffusion model. Our main contribution is a solution to the control problem under study, which is achieved by using a probabilistic guess-and-verify approach. We prove that the optimal strategy belongs to the family of bang-bang strategies, i.e. strategies in which, above an optimal barrier level, we withdraw at the highest-allowed rate, while no withdrawals are made below this barrier. Some nontrivial examples are studied numerically.
format Preprint
id arxiv_https___arxiv_org_abs_2406_12067
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Optimal withdrawals in a general diffusion model with control rates subject to a state-dependent upper bound
Guérin, Hélène
Mata, Dante
Renaud, Jean-François
Roch, Alexandre
Probability
Optimization and Control
93E20, 60J60, 60J70
We consider a classical stochastic control problem in which a diffusion process is controlled by a withdrawal process up to a termination time. The objective is to maximize the expected discounted value of the withdrawals until the first-passage time below level zero. In this work, we are considering absolutely continuous control strategies in a general diffusion model. Our main contribution is a solution to the control problem under study, which is achieved by using a probabilistic guess-and-verify approach. We prove that the optimal strategy belongs to the family of bang-bang strategies, i.e. strategies in which, above an optimal barrier level, we withdraw at the highest-allowed rate, while no withdrawals are made below this barrier. Some nontrivial examples are studied numerically.
title Optimal withdrawals in a general diffusion model with control rates subject to a state-dependent upper bound
topic Probability
Optimization and Control
93E20, 60J60, 60J70
url https://arxiv.org/abs/2406.12067