Robust dividend policy: Equivalence of Epstein-Zin and Maenhout preferences

Fuente: arXiv
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Autores principales: Chen, Kexin, Park, Kyunghyun, Wong, Hoi Ying
Formato: Preprint
Publicado: 2024
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author Chen, Kexin
Park, Kyunghyun
Wong, Hoi Ying
author_facet Chen, Kexin
Park, Kyunghyun
Wong, Hoi Ying
contents In a continuous-time economy, this paper formulates the Epstein-Zin preference for discounted dividends received by an investor as an Epstein-Zin singular control utility. We introduce a backward stochastic differential equation with an aggregator integrated with respect to a singular control, prove its well-posedness, and show that it coincides with the Epstein-Zin singular control utility. We then establish that this formulation is equivalent to a robust dividend policy chosen by the firm's executive under the Maenhout's ambiguity-averse preference. In particular, the robust dividend policy takes the form of a threshold strategy on the firm's surplus process, where the threshold level is characterized as the free boundary of a Hamilton-Jacobi-Bellman variational inequality. Therefore, dividend-caring investors can choose firms that match their preferences by examining stock's dividend policies and financial statements, whereas executives can make use of dividend to signal their confidence, in the form of ambiguity aversion, on realizing the earnings implied by their financial statements.
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id arxiv_https___arxiv_org_abs_2406_12305
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publishDate 2024
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spellingShingle Robust dividend policy: Equivalence of Epstein-Zin and Maenhout preferences
Chen, Kexin
Park, Kyunghyun
Wong, Hoi Ying
Mathematical Finance
Optimization and Control
Probability
General Finance
In a continuous-time economy, this paper formulates the Epstein-Zin preference for discounted dividends received by an investor as an Epstein-Zin singular control utility. We introduce a backward stochastic differential equation with an aggregator integrated with respect to a singular control, prove its well-posedness, and show that it coincides with the Epstein-Zin singular control utility. We then establish that this formulation is equivalent to a robust dividend policy chosen by the firm's executive under the Maenhout's ambiguity-averse preference. In particular, the robust dividend policy takes the form of a threshold strategy on the firm's surplus process, where the threshold level is characterized as the free boundary of a Hamilton-Jacobi-Bellman variational inequality. Therefore, dividend-caring investors can choose firms that match their preferences by examining stock's dividend policies and financial statements, whereas executives can make use of dividend to signal their confidence, in the form of ambiguity aversion, on realizing the earnings implied by their financial statements.
title Robust dividend policy: Equivalence of Epstein-Zin and Maenhout preferences
topic Mathematical Finance
Optimization and Control
Probability
General Finance
url https://arxiv.org/abs/2406.12305