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Main Authors: Gao, Shen, Wen, Yuntao, Zhu, Minghang, Wei, Jianing, Cheng, Yuhan, Zhang, Qunzi, Shang, Shuo
Format: Preprint
Published: 2024
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Online Access:https://arxiv.org/abs/2406.19966
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author Gao, Shen
Wen, Yuntao
Zhu, Minghang
Wei, Jianing
Cheng, Yuhan
Zhang, Qunzi
Shang, Shuo
author_facet Gao, Shen
Wen, Yuntao
Zhu, Minghang
Wei, Jianing
Cheng, Yuhan
Zhang, Qunzi
Shang, Shuo
contents Most economic theories typically assume that financial market participants are fully rational individuals and use mathematical models to simulate human behavior in financial markets. However, human behavior is often not entirely rational and is challenging to predict accurately with mathematical models. In this paper, we propose \textbf{A}gent-based \textbf{S}imulated \textbf{F}inancial \textbf{M}arket (ASFM), which first constructs a simulated stock market with a real order matching system. Then, we propose a large language model based agent as the stock trader, which contains the profile, observation, and tool-learning based action module. The trading agent can comprehensively understand current market dynamics and financial policy information, and make decisions that align with their trading strategy. In the experiments, we first verify that the reactions of our ASFM are consistent with the real stock market in two controllable scenarios. In addition, we also conduct experiments in two popular economics research directions, and we find that conclusions drawn in our \model align with the preliminary findings in economics research. Based on these observations, we believe our proposed ASFM provides a new paradigm for economic research.
format Preprint
id arxiv_https___arxiv_org_abs_2406_19966
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Simulating Financial Market via Large Language Model based Agents
Gao, Shen
Wen, Yuntao
Zhu, Minghang
Wei, Jianing
Cheng, Yuhan
Zhang, Qunzi
Shang, Shuo
Computation and Language
Most economic theories typically assume that financial market participants are fully rational individuals and use mathematical models to simulate human behavior in financial markets. However, human behavior is often not entirely rational and is challenging to predict accurately with mathematical models. In this paper, we propose \textbf{A}gent-based \textbf{S}imulated \textbf{F}inancial \textbf{M}arket (ASFM), which first constructs a simulated stock market with a real order matching system. Then, we propose a large language model based agent as the stock trader, which contains the profile, observation, and tool-learning based action module. The trading agent can comprehensively understand current market dynamics and financial policy information, and make decisions that align with their trading strategy. In the experiments, we first verify that the reactions of our ASFM are consistent with the real stock market in two controllable scenarios. In addition, we also conduct experiments in two popular economics research directions, and we find that conclusions drawn in our \model align with the preliminary findings in economics research. Based on these observations, we believe our proposed ASFM provides a new paradigm for economic research.
title Simulating Financial Market via Large Language Model based Agents
topic Computation and Language
url https://arxiv.org/abs/2406.19966