Assumption Smuggling in Intermediate Outcome Tests of Causal Mechanisms

Fuente: arXiv
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Auteurs principaux: Blackwell, Matthew, Ma, Ruofan, Opacic, Aleksei
Format: Preprint
Publié: 2024
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author Blackwell, Matthew
Ma, Ruofan
Opacic, Aleksei
author_facet Blackwell, Matthew
Ma, Ruofan
Opacic, Aleksei
contents Political scientists are increasingly interested in assessing causal mechanisms, or determining not just if a causal effect exists but also why it occurs. Even so, many researchers avoid formal causal mediation analyses due to their stringent assumptions, instead opting to explore causal mechanisms through what we call intermediate outcome tests. These tests estimate the effect of the treatment on one or more mediators and view such effects as suggestive evidence of a causal mechanism. In this paper, we use nonparametric bounding analysis to show that, without further assumptions, these tests can neither establish nor rule out the existence of a causal mechanism. To use intermediate outcome tests as a falsification test of causal mechanisms, researchers must make a very strong but rarely discussed monotonicity assumption. We develop a way to assess the plausibility of this monotonicity assumption and estimate our bounds for two recent experiments that use these tests.
format Preprint
id arxiv_https___arxiv_org_abs_2407_07072
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Assumption Smuggling in Intermediate Outcome Tests of Causal Mechanisms
Blackwell, Matthew
Ma, Ruofan
Opacic, Aleksei
Applications
Methodology
Political scientists are increasingly interested in assessing causal mechanisms, or determining not just if a causal effect exists but also why it occurs. Even so, many researchers avoid formal causal mediation analyses due to their stringent assumptions, instead opting to explore causal mechanisms through what we call intermediate outcome tests. These tests estimate the effect of the treatment on one or more mediators and view such effects as suggestive evidence of a causal mechanism. In this paper, we use nonparametric bounding analysis to show that, without further assumptions, these tests can neither establish nor rule out the existence of a causal mechanism. To use intermediate outcome tests as a falsification test of causal mechanisms, researchers must make a very strong but rarely discussed monotonicity assumption. We develop a way to assess the plausibility of this monotonicity assumption and estimate our bounds for two recent experiments that use these tests.
title Assumption Smuggling in Intermediate Outcome Tests of Causal Mechanisms
topic Applications
Methodology
url https://arxiv.org/abs/2407.07072