Representing Rule-based Chatbots with Transformers

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Autori principali: Friedman, Dan, Panigrahi, Abhishek, Chen, Danqi
Natura: Preprint
Pubblicazione: 2024
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author Friedman, Dan
Panigrahi, Abhishek
Chen, Danqi
author_facet Friedman, Dan
Panigrahi, Abhishek
Chen, Danqi
contents What kind of internal mechanisms might Transformers use to conduct fluid, natural-sounding conversations? Prior work has illustrated by construction how Transformers can solve various synthetic tasks, such as sorting a list or recognizing formal languages, but it remains unclear how to extend this approach to a conversational setting. In this work, we propose using ELIZA, a classic rule-based chatbot, as a setting for formal, mechanistic analysis of Transformer-based chatbots. ELIZA allows us to formally model key aspects of conversation, including local pattern matching and long-term dialogue state tracking. We first present a theoretical construction of a Transformer that implements the ELIZA chatbot. Building on prior constructions, particularly those for simulating finite-state automata, we show how simpler mechanisms can be composed and extended to produce more sophisticated behavior. Next, we conduct a set of empirical analyses of Transformers trained on synthetically generated ELIZA conversations. Our analysis illustrates the kinds of mechanisms these models tend to prefer--for example, models favor an induction head mechanism over a more precise, position-based copying mechanism; and using intermediate generations to simulate recurrent data structures, akin to an implicit scratchpad or Chain-of-Thought. Overall, by drawing an explicit connection between neural chatbots and interpretable, symbolic mechanisms, our results provide a new framework for the mechanistic analysis of conversational agents.
format Preprint
id arxiv_https___arxiv_org_abs_2407_10949
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Representing Rule-based Chatbots with Transformers
Friedman, Dan
Panigrahi, Abhishek
Chen, Danqi
Computation and Language
Artificial Intelligence
Machine Learning
What kind of internal mechanisms might Transformers use to conduct fluid, natural-sounding conversations? Prior work has illustrated by construction how Transformers can solve various synthetic tasks, such as sorting a list or recognizing formal languages, but it remains unclear how to extend this approach to a conversational setting. In this work, we propose using ELIZA, a classic rule-based chatbot, as a setting for formal, mechanistic analysis of Transformer-based chatbots. ELIZA allows us to formally model key aspects of conversation, including local pattern matching and long-term dialogue state tracking. We first present a theoretical construction of a Transformer that implements the ELIZA chatbot. Building on prior constructions, particularly those for simulating finite-state automata, we show how simpler mechanisms can be composed and extended to produce more sophisticated behavior. Next, we conduct a set of empirical analyses of Transformers trained on synthetically generated ELIZA conversations. Our analysis illustrates the kinds of mechanisms these models tend to prefer--for example, models favor an induction head mechanism over a more precise, position-based copying mechanism; and using intermediate generations to simulate recurrent data structures, akin to an implicit scratchpad or Chain-of-Thought. Overall, by drawing an explicit connection between neural chatbots and interpretable, symbolic mechanisms, our results provide a new framework for the mechanistic analysis of conversational agents.
title Representing Rule-based Chatbots with Transformers
topic Computation and Language
Artificial Intelligence
Machine Learning
url https://arxiv.org/abs/2407.10949