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Autores principales: Liu, Yixin, Liu, Pengfei, Cohan, Arman
Formato: Preprint
Publicado: 2024
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Acceso en línea:https://arxiv.org/abs/2407.13709
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author Liu, Yixin
Liu, Pengfei
Cohan, Arman
author_facet Liu, Yixin
Liu, Pengfei
Cohan, Arman
contents Direct Preference Optimization (DPO) has become a widely used training method for the instruction fine-tuning of large language models (LLMs). In this work, we explore an under-investigated aspect of DPO - its dependency on the reference model or policy. Such reference policies, typically instantiated as the model to be further fine-tuned, are important since they can impose an upper limit on DPO's effectiveness. Therefore, we address three related research questions in this work. First, we explore the optimal strength of the KL divergence constraint in DPO, which penalizes deviations from the reference policy, and find that DPO is sensitive to this strength. Next, we examine the necessity of the KL-constraint from the reference policies in DPO by providing both theoretical and empirical comparisons between DPO and related learning objectives, demonstrating DPO's superiority in this controlled setting. Additionally, we investigate whether DPO benefits from stronger reference policies, finding that a stronger reference policy can lead to improved performance, but only when it is similar to the model being fine-tuned. Our findings highlight the confounding role of reference policies in DPO and offer insights for best practices, while also identifying open research questions for future studies.
format Preprint
id arxiv_https___arxiv_org_abs_2407_13709
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Understanding Reference Policies in Direct Preference Optimization
Liu, Yixin
Liu, Pengfei
Cohan, Arman
Computation and Language
Machine Learning
Direct Preference Optimization (DPO) has become a widely used training method for the instruction fine-tuning of large language models (LLMs). In this work, we explore an under-investigated aspect of DPO - its dependency on the reference model or policy. Such reference policies, typically instantiated as the model to be further fine-tuned, are important since they can impose an upper limit on DPO's effectiveness. Therefore, we address three related research questions in this work. First, we explore the optimal strength of the KL divergence constraint in DPO, which penalizes deviations from the reference policy, and find that DPO is sensitive to this strength. Next, we examine the necessity of the KL-constraint from the reference policies in DPO by providing both theoretical and empirical comparisons between DPO and related learning objectives, demonstrating DPO's superiority in this controlled setting. Additionally, we investigate whether DPO benefits from stronger reference policies, finding that a stronger reference policy can lead to improved performance, but only when it is similar to the model being fine-tuned. Our findings highlight the confounding role of reference policies in DPO and offer insights for best practices, while also identifying open research questions for future studies.
title Understanding Reference Policies in Direct Preference Optimization
topic Computation and Language
Machine Learning
url https://arxiv.org/abs/2407.13709