Early screening of potential breakthrough technologies with enhanced interpretability: A patent-specific hierarchical attention network model

Fuente: arXiv
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Main Authors: Choi, Jaewoong, Yoon, Janghyeok, Lee, Changyong
Format: Preprint
Published: 2024
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author Choi, Jaewoong
Yoon, Janghyeok
Lee, Changyong
author_facet Choi, Jaewoong
Yoon, Janghyeok
Lee, Changyong
contents Despite the usefulness of machine learning approaches for the early screening of potential breakthrough technologies, their practicality is often hindered by opaque models. To address this, we propose an interpretable machine learning approach to predicting future citation counts from patent texts using a patent-specific hierarchical attention network (PatentHAN) model. Central to this approach are (1) a patent-specific pre-trained language model, capturing the meanings of technical words in patent claims, (2) a hierarchical network structure, enabling detailed analysis at the claim level, and (3) a claim-wise self-attention mechanism, revealing pivotal claims during the screening process. A case study of 35,376 pharmaceutical patents demonstrates the effectiveness of our approach in early screening of potential breakthrough technologies while ensuring interpretability. Furthermore, we conduct additional analyses using different language models and claim types to examine the robustness of the approach. It is expected that the proposed approach will enhance expert-machine collaboration in identifying breakthrough technologies, providing new insight derived from text mining into technological value.
format Preprint
id arxiv_https___arxiv_org_abs_2407_16939
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Early screening of potential breakthrough technologies with enhanced interpretability: A patent-specific hierarchical attention network model
Choi, Jaewoong
Yoon, Janghyeok
Lee, Changyong
Computation and Language
Artificial Intelligence
Despite the usefulness of machine learning approaches for the early screening of potential breakthrough technologies, their practicality is often hindered by opaque models. To address this, we propose an interpretable machine learning approach to predicting future citation counts from patent texts using a patent-specific hierarchical attention network (PatentHAN) model. Central to this approach are (1) a patent-specific pre-trained language model, capturing the meanings of technical words in patent claims, (2) a hierarchical network structure, enabling detailed analysis at the claim level, and (3) a claim-wise self-attention mechanism, revealing pivotal claims during the screening process. A case study of 35,376 pharmaceutical patents demonstrates the effectiveness of our approach in early screening of potential breakthrough technologies while ensuring interpretability. Furthermore, we conduct additional analyses using different language models and claim types to examine the robustness of the approach. It is expected that the proposed approach will enhance expert-machine collaboration in identifying breakthrough technologies, providing new insight derived from text mining into technological value.
title Early screening of potential breakthrough technologies with enhanced interpretability: A patent-specific hierarchical attention network model
topic Computation and Language
Artificial Intelligence
url https://arxiv.org/abs/2407.16939