UNER: A Unified Prediction Head for Named Entity Recognition in Visually-rich Documents

Fuente: arXiv
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Hauptverfasser: Tu, Yi, Zhang, Chong, Guo, Ya, Chen, Huan, Tang, Jinyang, Zhu, Huijia, Zhang, Qi
Format: Preprint
Veröffentlicht: 2024
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author Tu, Yi
Zhang, Chong
Guo, Ya
Chen, Huan
Tang, Jinyang
Zhu, Huijia
Zhang, Qi
author_facet Tu, Yi
Zhang, Chong
Guo, Ya
Chen, Huan
Tang, Jinyang
Zhu, Huijia
Zhang, Qi
contents The recognition of named entities in visually-rich documents (VrD-NER) plays a critical role in various real-world scenarios and applications. However, the research in VrD-NER faces three major challenges: complex document layouts, incorrect reading orders, and unsuitable task formulations. To address these challenges, we propose a query-aware entity extraction head, namely UNER, to collaborate with existing multi-modal document transformers to develop more robust VrD-NER models. The UNER head considers the VrD-NER task as a combination of sequence labeling and reading order prediction, effectively addressing the issues of discontinuous entities in documents. Experimental evaluations on diverse datasets demonstrate the effectiveness of UNER in improving entity extraction performance. Moreover, the UNER head enables a supervised pre-training stage on various VrD-NER datasets to enhance the document transformer backbones and exhibits substantial knowledge transfer from the pre-training stage to the fine-tuning stage. By incorporating universal layout understanding, a pre-trained UNER-based model demonstrates significant advantages in few-shot and cross-linguistic scenarios and exhibits zero-shot entity extraction abilities.
format Preprint
id arxiv_https___arxiv_org_abs_2408_01038
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle UNER: A Unified Prediction Head for Named Entity Recognition in Visually-rich Documents
Tu, Yi
Zhang, Chong
Guo, Ya
Chen, Huan
Tang, Jinyang
Zhu, Huijia
Zhang, Qi
Computation and Language
The recognition of named entities in visually-rich documents (VrD-NER) plays a critical role in various real-world scenarios and applications. However, the research in VrD-NER faces three major challenges: complex document layouts, incorrect reading orders, and unsuitable task formulations. To address these challenges, we propose a query-aware entity extraction head, namely UNER, to collaborate with existing multi-modal document transformers to develop more robust VrD-NER models. The UNER head considers the VrD-NER task as a combination of sequence labeling and reading order prediction, effectively addressing the issues of discontinuous entities in documents. Experimental evaluations on diverse datasets demonstrate the effectiveness of UNER in improving entity extraction performance. Moreover, the UNER head enables a supervised pre-training stage on various VrD-NER datasets to enhance the document transformer backbones and exhibits substantial knowledge transfer from the pre-training stage to the fine-tuning stage. By incorporating universal layout understanding, a pre-trained UNER-based model demonstrates significant advantages in few-shot and cross-linguistic scenarios and exhibits zero-shot entity extraction abilities.
title UNER: A Unified Prediction Head for Named Entity Recognition in Visually-rich Documents
topic Computation and Language
url https://arxiv.org/abs/2408.01038