[Invited Discussion] Randomization Tests to Address Disruptions in Clinical Trials: A Report from the NISS Ingram Olkin Forum Series on Unplanned Clinical Trial Disruptions

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Auteurs principaux: Phillips, Rachael V., van der Laan, Mark J.
Format: Preprint
Publié: 2024
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author Phillips, Rachael V.
van der Laan, Mark J.
author_facet Phillips, Rachael V.
van der Laan, Mark J.
contents Disruptions in clinical trials may be due to external events like pandemics, warfare, and natural disasters. Resulting complications may lead to unforeseen intercurrent events (events that occur after treatment initiation and affect the interpretation of the clinical question of interest or the existence of the measurements associated with it). In Uschner et al. (2023), several example clinical trial disruptions are described: treatment effect drift, population shift, change of care, change of data collection, and change of availability of study medication. A complex randomized controlled trial (RCT) setting with (planned or unplanned) intercurrent events is then described, and randomization tests are presented as a means for non-parametric inference that is robust to violations of assumption typically made in clinical trials. While estimation methods like Targeted Learning (TL) are valid in such settings, we do not see where the authors make the case that one should be going for a randomization test in such disrupted RCTs. In this discussion, we comment on the appropriateness of TL and the accompanying TL Roadmap in the context of disrupted clinical trials. We highlight a few key articles related to the broad applicability of TL for RCTs and real-world data (RWD) analyses with intercurrent events. We begin by introducing TL and motivating its utility in Section 2, and then in Section 3 we provide a brief overview of the TL Roadmap. In Section 4 we recite the example clinical trial disruptions presented in Uschner et al. (2023), discussing considerations and solutions based on the principles of TL. We request in an authors' rejoinder a clear theoretical demonstration with specific examples in this setting that a randomization test is the only valid inferential method relative to one based on following the TL Roadmap.
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publishDate 2024
record_format arxiv
spellingShingle [Invited Discussion] Randomization Tests to Address Disruptions in Clinical Trials: A Report from the NISS Ingram Olkin Forum Series on Unplanned Clinical Trial Disruptions
Phillips, Rachael V.
van der Laan, Mark J.
Applications
Methodology
Disruptions in clinical trials may be due to external events like pandemics, warfare, and natural disasters. Resulting complications may lead to unforeseen intercurrent events (events that occur after treatment initiation and affect the interpretation of the clinical question of interest or the existence of the measurements associated with it). In Uschner et al. (2023), several example clinical trial disruptions are described: treatment effect drift, population shift, change of care, change of data collection, and change of availability of study medication. A complex randomized controlled trial (RCT) setting with (planned or unplanned) intercurrent events is then described, and randomization tests are presented as a means for non-parametric inference that is robust to violations of assumption typically made in clinical trials. While estimation methods like Targeted Learning (TL) are valid in such settings, we do not see where the authors make the case that one should be going for a randomization test in such disrupted RCTs. In this discussion, we comment on the appropriateness of TL and the accompanying TL Roadmap in the context of disrupted clinical trials. We highlight a few key articles related to the broad applicability of TL for RCTs and real-world data (RWD) analyses with intercurrent events. We begin by introducing TL and motivating its utility in Section 2, and then in Section 3 we provide a brief overview of the TL Roadmap. In Section 4 we recite the example clinical trial disruptions presented in Uschner et al. (2023), discussing considerations and solutions based on the principles of TL. We request in an authors' rejoinder a clear theoretical demonstration with specific examples in this setting that a randomization test is the only valid inferential method relative to one based on following the TL Roadmap.
title [Invited Discussion] Randomization Tests to Address Disruptions in Clinical Trials: A Report from the NISS Ingram Olkin Forum Series on Unplanned Clinical Trial Disruptions
topic Applications
Methodology
url https://arxiv.org/abs/2408.09060