SUMO: Search-Based Uncertainty Estimation for Model-Based Offline Reinforcement Learning

Fuente: arXiv
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Main Authors: Qiao, Zhongjian, Lyu, Jiafei, Jiao, Kechen, Liu, Qi, Li, Xiu
Format: Preprint
Published: 2024
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author Qiao, Zhongjian
Lyu, Jiafei
Jiao, Kechen
Liu, Qi
Li, Xiu
author_facet Qiao, Zhongjian
Lyu, Jiafei
Jiao, Kechen
Liu, Qi
Li, Xiu
contents The performance of offline reinforcement learning (RL) suffers from the limited size and quality of static datasets. Model-based offline RL addresses this issue by generating synthetic samples through a dynamics model to enhance overall performance. To evaluate the reliability of the generated samples, uncertainty estimation methods are often employed. However, model ensemble, the most commonly used uncertainty estimation method, is not always the best choice. In this paper, we propose a \textbf{S}earch-based \textbf{U}ncertainty estimation method for \textbf{M}odel-based \textbf{O}ffline RL (SUMO) as an alternative. SUMO characterizes the uncertainty of synthetic samples by measuring their cross entropy against the in-distribution dataset samples, and uses an efficient search-based method for implementation. In this way, SUMO can achieve trustworthy uncertainty estimation. We integrate SUMO into several model-based offline RL algorithms including MOPO and Adapted MOReL (AMOReL), and provide theoretical analysis for them. Extensive experimental results on D4RL datasets demonstrate that SUMO can provide more accurate uncertainty estimation and boost the performance of base algorithms. These indicate that SUMO could be a better uncertainty estimator for model-based offline RL when used in either reward penalty or trajectory truncation. Our code is available and will be open-source for further research and development.
format Preprint
id arxiv_https___arxiv_org_abs_2408_12970
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle SUMO: Search-Based Uncertainty Estimation for Model-Based Offline Reinforcement Learning
Qiao, Zhongjian
Lyu, Jiafei
Jiao, Kechen
Liu, Qi
Li, Xiu
Machine Learning
The performance of offline reinforcement learning (RL) suffers from the limited size and quality of static datasets. Model-based offline RL addresses this issue by generating synthetic samples through a dynamics model to enhance overall performance. To evaluate the reliability of the generated samples, uncertainty estimation methods are often employed. However, model ensemble, the most commonly used uncertainty estimation method, is not always the best choice. In this paper, we propose a \textbf{S}earch-based \textbf{U}ncertainty estimation method for \textbf{M}odel-based \textbf{O}ffline RL (SUMO) as an alternative. SUMO characterizes the uncertainty of synthetic samples by measuring their cross entropy against the in-distribution dataset samples, and uses an efficient search-based method for implementation. In this way, SUMO can achieve trustworthy uncertainty estimation. We integrate SUMO into several model-based offline RL algorithms including MOPO and Adapted MOReL (AMOReL), and provide theoretical analysis for them. Extensive experimental results on D4RL datasets demonstrate that SUMO can provide more accurate uncertainty estimation and boost the performance of base algorithms. These indicate that SUMO could be a better uncertainty estimator for model-based offline RL when used in either reward penalty or trajectory truncation. Our code is available and will be open-source for further research and development.
title SUMO: Search-Based Uncertainty Estimation for Model-Based Offline Reinforcement Learning
topic Machine Learning
url https://arxiv.org/abs/2408.12970