Navigating Governance Paradigms: A Cross-Regional Comparative Study of Generative AI Governance Processes & Principles

Fuente: arXiv
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Hauptverfasser: Luna, Jose, Tan, Ivan, Xie, Xiaofei, Jiang, Lingxiao
Format: Preprint
Veröffentlicht: 2024
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author Luna, Jose
Tan, Ivan
Xie, Xiaofei
Jiang, Lingxiao
author_facet Luna, Jose
Tan, Ivan
Xie, Xiaofei
Jiang, Lingxiao
contents As Generative Artificial Intelligence (GenAI) technologies evolve at an unprecedented rate, global governance approaches struggle to keep pace with the technology, highlighting a critical issue in the governance adaptation of significant challenges. Depicting the nuances of nascent and diverse governance approaches based on risks, rules, outcomes, principles, or a mix across different regions around the globe is fundamental to discern discrepancies and convergences and to shed light on specific limitations that need to be addressed, thereby facilitating the safe and trustworthy adoption of GenAI. In response to the need and the evolving nature of GenAI, this paper seeks to provide a collective view of different governance approaches around the world. Our research introduces a Harmonized GenAI Framework, "H-GenAIGF," based on the current governance approaches of six regions: European Union (EU), United States (US), China (CN), Canada (CA), United Kingdom (UK), and Singapore (SG). We have identified four constituents, fifteen processes, twenty-five sub-processes, and nine principles that aid the governance of GenAI, thus providing a comprehensive perspective on the current state of GenAI governance. In addition, we present a comparative analysis to facilitate the identification of common ground and distinctions based on the coverage of the processes by each region. The results show that risk-based approaches allow for better coverage of the processes, followed by mixed approaches. Other approaches lag behind, covering less than 50% of the processes. Most prominently, the analysis demonstrates that among the regions, only one process aligns across all approaches, highlighting the lack of consistent and executable provisions. Moreover, our case study on ChatGPT reveals process coverage deficiency, showing that harmonization of approaches is necessary to find alignment for GenAI governance.
format Preprint
id arxiv_https___arxiv_org_abs_2408_16771
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Navigating Governance Paradigms: A Cross-Regional Comparative Study of Generative AI Governance Processes & Principles
Luna, Jose
Tan, Ivan
Xie, Xiaofei
Jiang, Lingxiao
Computers and Society
K.5.2; K.4.1; H.1.2
As Generative Artificial Intelligence (GenAI) technologies evolve at an unprecedented rate, global governance approaches struggle to keep pace with the technology, highlighting a critical issue in the governance adaptation of significant challenges. Depicting the nuances of nascent and diverse governance approaches based on risks, rules, outcomes, principles, or a mix across different regions around the globe is fundamental to discern discrepancies and convergences and to shed light on specific limitations that need to be addressed, thereby facilitating the safe and trustworthy adoption of GenAI. In response to the need and the evolving nature of GenAI, this paper seeks to provide a collective view of different governance approaches around the world. Our research introduces a Harmonized GenAI Framework, "H-GenAIGF," based on the current governance approaches of six regions: European Union (EU), United States (US), China (CN), Canada (CA), United Kingdom (UK), and Singapore (SG). We have identified four constituents, fifteen processes, twenty-five sub-processes, and nine principles that aid the governance of GenAI, thus providing a comprehensive perspective on the current state of GenAI governance. In addition, we present a comparative analysis to facilitate the identification of common ground and distinctions based on the coverage of the processes by each region. The results show that risk-based approaches allow for better coverage of the processes, followed by mixed approaches. Other approaches lag behind, covering less than 50% of the processes. Most prominently, the analysis demonstrates that among the regions, only one process aligns across all approaches, highlighting the lack of consistent and executable provisions. Moreover, our case study on ChatGPT reveals process coverage deficiency, showing that harmonization of approaches is necessary to find alignment for GenAI governance.
title Navigating Governance Paradigms: A Cross-Regional Comparative Study of Generative AI Governance Processes & Principles
topic Computers and Society
K.5.2; K.4.1; H.1.2
url https://arxiv.org/abs/2408.16771