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Autores principales: He, Peilun, Peters, Gareth W., Kordzakhia, Nino, Shevchenko, Pavel V.
Formato: Preprint
Publicado: 2024
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Acceso en línea:https://arxiv.org/abs/2409.00348
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author He, Peilun
Peters, Gareth W.
Kordzakhia, Nino
Shevchenko, Pavel V.
author_facet He, Peilun
Peters, Gareth W.
Kordzakhia, Nino
Shevchenko, Pavel V.
contents The Nelson-Siegel model is widely used in fixed income markets to produce yield curve dynamics. The multiple time-dependent parameter model conveniently addresses the level, slope, and curvature dynamics of the yield curves. In this study, we present a novel state-space functional regression model that incorporates a dynamic Nelson-Siegel model and functional regression formulations applied to multi-economy setting. This framework offers distinct advantages in explaining the relative spreads in yields between a reference economy and a response economy. To address the inherent challenges of model calibration, a kernel principal component analysis is employed to transform the representation of functional regression into a finite-dimensional, tractable estimation problem. A comprehensive empirical analysis is conducted to assess the efficacy of the functional regression approach, including an in-sample performance comparison with the dynamic Nelson-Siegel model. We conducted the stress testing analysis of yield curves term-structure within a dual economy framework. The bond ladder portfolio was examined through a case study focused on spread modelling using historical data for US Treasury and UK bonds.
format Preprint
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publishDate 2024
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spellingShingle State-Space Dynamic Functional Regression for Multicurve Fixed Income Spread Analysis and Stress Testing
He, Peilun
Peters, Gareth W.
Kordzakhia, Nino
Shevchenko, Pavel V.
Statistical Finance
The Nelson-Siegel model is widely used in fixed income markets to produce yield curve dynamics. The multiple time-dependent parameter model conveniently addresses the level, slope, and curvature dynamics of the yield curves. In this study, we present a novel state-space functional regression model that incorporates a dynamic Nelson-Siegel model and functional regression formulations applied to multi-economy setting. This framework offers distinct advantages in explaining the relative spreads in yields between a reference economy and a response economy. To address the inherent challenges of model calibration, a kernel principal component analysis is employed to transform the representation of functional regression into a finite-dimensional, tractable estimation problem. A comprehensive empirical analysis is conducted to assess the efficacy of the functional regression approach, including an in-sample performance comparison with the dynamic Nelson-Siegel model. We conducted the stress testing analysis of yield curves term-structure within a dual economy framework. The bond ladder portfolio was examined through a case study focused on spread modelling using historical data for US Treasury and UK bonds.
title State-Space Dynamic Functional Regression for Multicurve Fixed Income Spread Analysis and Stress Testing
topic Statistical Finance
url https://arxiv.org/abs/2409.00348