Decomposition Pipeline for Large-Scale Portfolio Optimization with Applications to Near-Term Quantum Computing

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Hauptverfasser: Acharya, Atithi, Yalovetzky, Romina, Minssen, Pierre, Chakrabarti, Shouvanik, Shaydulin, Ruslan, Raymond, Rudy, Sun, Yue, Herman, Dylan, Andrist, Ruben S., Salton, Grant, Schuetz, Martin J. A., Katzgraber, Helmut G., Pistoia, Marco
Format: Preprint
Veröffentlicht: 2024
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author Acharya, Atithi
Yalovetzky, Romina
Minssen, Pierre
Chakrabarti, Shouvanik
Shaydulin, Ruslan
Raymond, Rudy
Sun, Yue
Herman, Dylan
Andrist, Ruben S.
Salton, Grant
Schuetz, Martin J. A.
Katzgraber, Helmut G.
Pistoia, Marco
author_facet Acharya, Atithi
Yalovetzky, Romina
Minssen, Pierre
Chakrabarti, Shouvanik
Shaydulin, Ruslan
Raymond, Rudy
Sun, Yue
Herman, Dylan
Andrist, Ruben S.
Salton, Grant
Schuetz, Martin J. A.
Katzgraber, Helmut G.
Pistoia, Marco
contents Industrially relevant constrained optimization problems, such as portfolio optimization and portfolio rebalancing, are often intractable or difficult to solve exactly. In this work, we propose and benchmark a decomposition pipeline targeting portfolio optimization and rebalancing problems with constraints. The pipeline decomposes the optimization problem into constrained subproblems, which are then solved separately and aggregated to give a final result. Our pipeline includes three main components: preprocessing of correlation matrices based on random matrix theory, modified spectral clustering based on Newman's algorithm, and risk rebalancing. Our empirical results show that our pipeline consistently decomposes real-world portfolio optimization problems into subproblems with a size reduction of approximately 80%. Since subproblems are then solved independently, our pipeline drastically reduces the total computation time for state-of-the-art solvers. Moreover, by decomposing large problems into several smaller subproblems, the pipeline enables the use of near-term quantum devices as solvers, providing a path toward practical utility of quantum computers in portfolio optimization.
format Preprint
id arxiv_https___arxiv_org_abs_2409_10301
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Decomposition Pipeline for Large-Scale Portfolio Optimization with Applications to Near-Term Quantum Computing
Acharya, Atithi
Yalovetzky, Romina
Minssen, Pierre
Chakrabarti, Shouvanik
Shaydulin, Ruslan
Raymond, Rudy
Sun, Yue
Herman, Dylan
Andrist, Ruben S.
Salton, Grant
Schuetz, Martin J. A.
Katzgraber, Helmut G.
Pistoia, Marco
Optimization and Control
Data Analysis, Statistics and Probability
Portfolio Management
Risk Management
Quantum Physics
Industrially relevant constrained optimization problems, such as portfolio optimization and portfolio rebalancing, are often intractable or difficult to solve exactly. In this work, we propose and benchmark a decomposition pipeline targeting portfolio optimization and rebalancing problems with constraints. The pipeline decomposes the optimization problem into constrained subproblems, which are then solved separately and aggregated to give a final result. Our pipeline includes three main components: preprocessing of correlation matrices based on random matrix theory, modified spectral clustering based on Newman's algorithm, and risk rebalancing. Our empirical results show that our pipeline consistently decomposes real-world portfolio optimization problems into subproblems with a size reduction of approximately 80%. Since subproblems are then solved independently, our pipeline drastically reduces the total computation time for state-of-the-art solvers. Moreover, by decomposing large problems into several smaller subproblems, the pipeline enables the use of near-term quantum devices as solvers, providing a path toward practical utility of quantum computers in portfolio optimization.
title Decomposition Pipeline for Large-Scale Portfolio Optimization with Applications to Near-Term Quantum Computing
topic Optimization and Control
Data Analysis, Statistics and Probability
Portfolio Management
Risk Management
Quantum Physics
url https://arxiv.org/abs/2409.10301