Effective Monitoring of Online Decision-Making Algorithms in Digital Intervention Implementation

Fuente: arXiv
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Main Authors: Trella, Anna L., Ghosh, Susobhan, Bonar, Erin E., Coughlin, Lara, Doshi-Velez, Finale, Guo, Yongyi, Hung, Pei-Yao, Nahum-Shani, Inbal, Shetty, Vivek, Walton, Maureen, Yan, Iris, Zhang, Kelly W., Murphy, Susan A.
Format: Preprint
Published: 2024
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author Trella, Anna L.
Ghosh, Susobhan
Bonar, Erin E.
Coughlin, Lara
Doshi-Velez, Finale
Guo, Yongyi
Hung, Pei-Yao
Nahum-Shani, Inbal
Shetty, Vivek
Walton, Maureen
Yan, Iris
Zhang, Kelly W.
Murphy, Susan A.
author_facet Trella, Anna L.
Ghosh, Susobhan
Bonar, Erin E.
Coughlin, Lara
Doshi-Velez, Finale
Guo, Yongyi
Hung, Pei-Yao
Nahum-Shani, Inbal
Shetty, Vivek
Walton, Maureen
Yan, Iris
Zhang, Kelly W.
Murphy, Susan A.
contents Online AI decision-making algorithms are increasingly used by digital interventions to dynamically personalize treatment to individuals. These algorithms determine, in real-time, the delivery of treatment based on accruing data. The objective of this paper is to provide guidelines for enabling effective monitoring of online decision-making algorithms with the goal of (1) safeguarding individuals and (2) ensuring data quality. We elucidate guidelines and discuss our experience in monitoring online decision-making algorithms in two digital intervention clinical trials (Oralytics and MiWaves). Our guidelines include (1) developing fallback methods, pre-specified procedures executed when an issue occurs, and (2) identifying potential issues categorizing them by severity (red, yellow, and green). Across both trials, the monitoring systems detected real-time issues such as out-of-memory issues, database timeout, and failed communication with an external source. Fallback methods prevented participants from not receiving any treatment during the trial and also prevented the use of incorrect data in statistical analyses. These trials provide case studies for how health scientists can build monitoring systems for their digital intervention. Without these algorithm monitoring systems, critical issues would have gone undetected and unresolved. Instead, these monitoring systems safeguarded participants and ensured the quality of the resulting data for updating the intervention and facilitating scientific discovery. These monitoring guidelines and findings give digital intervention teams the confidence to include online decision-making algorithms in digital interventions.
format Preprint
id arxiv_https___arxiv_org_abs_2409_10526
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Effective Monitoring of Online Decision-Making Algorithms in Digital Intervention Implementation
Trella, Anna L.
Ghosh, Susobhan
Bonar, Erin E.
Coughlin, Lara
Doshi-Velez, Finale
Guo, Yongyi
Hung, Pei-Yao
Nahum-Shani, Inbal
Shetty, Vivek
Walton, Maureen
Yan, Iris
Zhang, Kelly W.
Murphy, Susan A.
Computers and Society
Artificial Intelligence
Online AI decision-making algorithms are increasingly used by digital interventions to dynamically personalize treatment to individuals. These algorithms determine, in real-time, the delivery of treatment based on accruing data. The objective of this paper is to provide guidelines for enabling effective monitoring of online decision-making algorithms with the goal of (1) safeguarding individuals and (2) ensuring data quality. We elucidate guidelines and discuss our experience in monitoring online decision-making algorithms in two digital intervention clinical trials (Oralytics and MiWaves). Our guidelines include (1) developing fallback methods, pre-specified procedures executed when an issue occurs, and (2) identifying potential issues categorizing them by severity (red, yellow, and green). Across both trials, the monitoring systems detected real-time issues such as out-of-memory issues, database timeout, and failed communication with an external source. Fallback methods prevented participants from not receiving any treatment during the trial and also prevented the use of incorrect data in statistical analyses. These trials provide case studies for how health scientists can build monitoring systems for their digital intervention. Without these algorithm monitoring systems, critical issues would have gone undetected and unresolved. Instead, these monitoring systems safeguarded participants and ensured the quality of the resulting data for updating the intervention and facilitating scientific discovery. These monitoring guidelines and findings give digital intervention teams the confidence to include online decision-making algorithms in digital interventions.
title Effective Monitoring of Online Decision-Making Algorithms in Digital Intervention Implementation
topic Computers and Society
Artificial Intelligence
url https://arxiv.org/abs/2409.10526