Chasing Shadows: How Implausible Assumptions Skew Our Understanding of Causal Estimands

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Autori principali: Vansteelandt, Stijn, Van Lancker, Kelly
Natura: Preprint
Pubblicazione: 2024
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author Vansteelandt, Stijn
Van Lancker, Kelly
author_facet Vansteelandt, Stijn
Van Lancker, Kelly
contents The ICH E9 (R1) addendum on estimands, coupled with recent advancements in causal inference, has prompted a shift towards using model-free treatment effect estimands that are more closely aligned with the underlying scientific question. This represents a departure from traditional, model-dependent approaches where the statistical model often overshadows the inquiry itself. While this shift is a positive development, it has unintentionally led to the prioritization of an estimand's ability to perfectly answer the key scientific question over its practical learnability from data under plausible assumptions. We illustrate this by scrutinizing assumptions in the recent clinical trials literature on principal stratum estimands, demonstrating that some popular assumptions are not only implausible but often inevitably violated. We advocate for a more balanced approach to estimand formulation, one that carefully considers both the scientific relevance and the practical feasibility of estimation under realistic conditions.
format Preprint
id arxiv_https___arxiv_org_abs_2409_11162
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Chasing Shadows: How Implausible Assumptions Skew Our Understanding of Causal Estimands
Vansteelandt, Stijn
Van Lancker, Kelly
Methodology
The ICH E9 (R1) addendum on estimands, coupled with recent advancements in causal inference, has prompted a shift towards using model-free treatment effect estimands that are more closely aligned with the underlying scientific question. This represents a departure from traditional, model-dependent approaches where the statistical model often overshadows the inquiry itself. While this shift is a positive development, it has unintentionally led to the prioritization of an estimand's ability to perfectly answer the key scientific question over its practical learnability from data under plausible assumptions. We illustrate this by scrutinizing assumptions in the recent clinical trials literature on principal stratum estimands, demonstrating that some popular assumptions are not only implausible but often inevitably violated. We advocate for a more balanced approach to estimand formulation, one that carefully considers both the scientific relevance and the practical feasibility of estimation under realistic conditions.
title Chasing Shadows: How Implausible Assumptions Skew Our Understanding of Causal Estimands
topic Methodology
url https://arxiv.org/abs/2409.11162