Finding Safety Violations of AI-Enabled Control Systems through the Lens of Synthesized Proxy Programs
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| Main Authors: | , , , , , , |
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| Format: | Preprint |
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2024
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| _version_ | 1866917897787408384 |
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| author | Shi, Jieke Yang, Zhou He, Junda Xu, Bowen Kim, Dongsun Han, DongGyun Lo, David |
| author_facet | Shi, Jieke Yang, Zhou He, Junda Xu, Bowen Kim, Dongsun Han, DongGyun Lo, David |
| contents | Given the increasing adoption of modern AI-enabled control systems, ensuring their safety and reliability has become a critical task in software testing. One prevalent approach to testing control systems is falsification, which aims to find an input signal that causes the control system to violate a formal safety specification using optimization algorithms. However, applying falsification to AI-enabled control systems poses two significant challenges: (1)~it requires the system to execute numerous candidate test inputs, which can be time-consuming, particularly for systems with AI models that have many parameters, and (2)~multiple safety requirements are typically defined as a conjunctive specification, which is difficult for existing falsification approaches to comprehensively cover.
This paper introduces Synthify, a falsification framework tailored for AI-enabled control systems. Our approach performs falsification in a two-phase process. At the start, Synthify synthesizes a program that implements one or a few linear controllers to serve as a proxy for the AI controller. This proxy program mimics the AI controller's functionality but is computationally more efficient. Then, Synthify employs the $ε$-greedy strategy to sample a promising sub-specification from the conjunctive safety specification. It then uses a Simulated Annealing-based falsification algorithm to find violations of the sampled sub-specification for the control system. To evaluate Synthify, we compare it to PSY-TaLiRo, a state-of-the-art and industrial-strength falsification tool, on 8 publicly available control systems. On average, Synthify achieves a 83.5% higher success rate in falsification compared to PSY-TaLiRo with the same budget of falsification trials. The safety violations found by Synthify are also more diverse than those found by PSY-TaLiRo, covering 137.7% more sub-specifications. |
| format | Preprint |
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arxiv_https___arxiv_org_abs_2410_04986 |
| institution | arXiv |
| publishDate | 2024 |
| record_format | arxiv |
| spellingShingle | Finding Safety Violations of AI-Enabled Control Systems through the Lens of Synthesized Proxy Programs Shi, Jieke Yang, Zhou He, Junda Xu, Bowen Kim, Dongsun Han, DongGyun Lo, David Software Engineering Given the increasing adoption of modern AI-enabled control systems, ensuring their safety and reliability has become a critical task in software testing. One prevalent approach to testing control systems is falsification, which aims to find an input signal that causes the control system to violate a formal safety specification using optimization algorithms. However, applying falsification to AI-enabled control systems poses two significant challenges: (1)~it requires the system to execute numerous candidate test inputs, which can be time-consuming, particularly for systems with AI models that have many parameters, and (2)~multiple safety requirements are typically defined as a conjunctive specification, which is difficult for existing falsification approaches to comprehensively cover. This paper introduces Synthify, a falsification framework tailored for AI-enabled control systems. Our approach performs falsification in a two-phase process. At the start, Synthify synthesizes a program that implements one or a few linear controllers to serve as a proxy for the AI controller. This proxy program mimics the AI controller's functionality but is computationally more efficient. Then, Synthify employs the $ε$-greedy strategy to sample a promising sub-specification from the conjunctive safety specification. It then uses a Simulated Annealing-based falsification algorithm to find violations of the sampled sub-specification for the control system. To evaluate Synthify, we compare it to PSY-TaLiRo, a state-of-the-art and industrial-strength falsification tool, on 8 publicly available control systems. On average, Synthify achieves a 83.5% higher success rate in falsification compared to PSY-TaLiRo with the same budget of falsification trials. The safety violations found by Synthify are also more diverse than those found by PSY-TaLiRo, covering 137.7% more sub-specifications. |
| title | Finding Safety Violations of AI-Enabled Control Systems through the Lens of Synthesized Proxy Programs |
| topic | Software Engineering |
| url | https://arxiv.org/abs/2410.04986 |