Distributionally Robust Clustered Federated Learning: A Case Study in Healthcare

Fuente: arXiv
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Autori principali: Konti, Xenia, Riess, Hans, Giannopoulos, Manos, Shen, Yi, Pencina, Michael J., Economou-Zavlanos, Nicoleta J., Zavlanos, Michael M.
Natura: Preprint
Pubblicazione: 2024
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author Konti, Xenia
Riess, Hans
Giannopoulos, Manos
Shen, Yi
Pencina, Michael J.
Economou-Zavlanos, Nicoleta J.
Zavlanos, Michael M.
author_facet Konti, Xenia
Riess, Hans
Giannopoulos, Manos
Shen, Yi
Pencina, Michael J.
Economou-Zavlanos, Nicoleta J.
Zavlanos, Michael M.
contents In this paper, we address the challenge of heterogeneous data distributions in cross-silo federated learning by introducing a novel algorithm, which we term Cross-silo Robust Clustered Federated Learning (CS-RCFL). Our approach leverages the Wasserstein distance to construct ambiguity sets around each client's empirical distribution that capture possible distribution shifts in the local data, enabling evaluation of worst-case model performance. We then propose a model-agnostic integer fractional program to determine the optimal distributionally robust clustering of clients into coalitions so that possible biases in the local models caused by statistically heterogeneous client datasets are avoided, and analyze our method for linear and logistic regression models. Finally, we discuss a federated learning protocol that ensures the privacy of client distributions, a critical consideration, for instance, when clients are healthcare institutions. We evaluate our algorithm on synthetic and real-world healthcare data.
format Preprint
id arxiv_https___arxiv_org_abs_2410_07039
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Distributionally Robust Clustered Federated Learning: A Case Study in Healthcare
Konti, Xenia
Riess, Hans
Giannopoulos, Manos
Shen, Yi
Pencina, Michael J.
Economou-Zavlanos, Nicoleta J.
Zavlanos, Michael M.
Machine Learning
In this paper, we address the challenge of heterogeneous data distributions in cross-silo federated learning by introducing a novel algorithm, which we term Cross-silo Robust Clustered Federated Learning (CS-RCFL). Our approach leverages the Wasserstein distance to construct ambiguity sets around each client's empirical distribution that capture possible distribution shifts in the local data, enabling evaluation of worst-case model performance. We then propose a model-agnostic integer fractional program to determine the optimal distributionally robust clustering of clients into coalitions so that possible biases in the local models caused by statistically heterogeneous client datasets are avoided, and analyze our method for linear and logistic regression models. Finally, we discuss a federated learning protocol that ensures the privacy of client distributions, a critical consideration, for instance, when clients are healthcare institutions. We evaluate our algorithm on synthetic and real-world healthcare data.
title Distributionally Robust Clustered Federated Learning: A Case Study in Healthcare
topic Machine Learning
url https://arxiv.org/abs/2410.07039