Sample then Identify: A General Framework for Risk Control and Assessment in Multimodal Large Language Models

Fuente: arXiv
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Auteurs principaux: Wang, Qingni, Geng, Tiantian, Wang, Zhiyuan, Wang, Teng, Fu, Bo, Zheng, Feng
Format: Preprint
Publié: 2024
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author Wang, Qingni
Geng, Tiantian
Wang, Zhiyuan
Wang, Teng
Fu, Bo
Zheng, Feng
author_facet Wang, Qingni
Geng, Tiantian
Wang, Zhiyuan
Wang, Teng
Fu, Bo
Zheng, Feng
contents Multimodal Large Language Models (MLLMs) exhibit promising advancements across various tasks, yet they still encounter significant trustworthiness issues. Prior studies apply Split Conformal Prediction (SCP) in language modeling to construct prediction sets with statistical guarantees. However, these methods typically rely on internal model logits or are restricted to multiple-choice settings, which hampers their generalizability and adaptability in dynamic, open-ended environments. In this paper, we introduce TRON, a two-step framework for risk control and assessment, applicable to any MLLM that supports sampling in both open-ended and closed-ended scenarios. TRON comprises two main components: (1) a novel conformal score to sample response sets of minimum size, and (2) a nonconformity score to identify high-quality responses based on self-consistency theory, controlling the error rates by two specific risk levels. Furthermore, we investigate semantic redundancy in prediction sets within open-ended contexts for the first time, leading to a promising evaluation metric for MLLMs based on average set size. Our comprehensive experiments across four Video Question-Answering (VideoQA) datasets utilizing eight MLLMs show that TRON achieves desired error rates bounded by two user-specified risk levels. Additionally, deduplicated prediction sets maintain adaptiveness while being more efficient and stable for risk assessment under different risk levels.
format Preprint
id arxiv_https___arxiv_org_abs_2410_08174
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Sample then Identify: A General Framework for Risk Control and Assessment in Multimodal Large Language Models
Wang, Qingni
Geng, Tiantian
Wang, Zhiyuan
Wang, Teng
Fu, Bo
Zheng, Feng
Computation and Language
Artificial Intelligence
Machine Learning
Multimedia
Multimodal Large Language Models (MLLMs) exhibit promising advancements across various tasks, yet they still encounter significant trustworthiness issues. Prior studies apply Split Conformal Prediction (SCP) in language modeling to construct prediction sets with statistical guarantees. However, these methods typically rely on internal model logits or are restricted to multiple-choice settings, which hampers their generalizability and adaptability in dynamic, open-ended environments. In this paper, we introduce TRON, a two-step framework for risk control and assessment, applicable to any MLLM that supports sampling in both open-ended and closed-ended scenarios. TRON comprises two main components: (1) a novel conformal score to sample response sets of minimum size, and (2) a nonconformity score to identify high-quality responses based on self-consistency theory, controlling the error rates by two specific risk levels. Furthermore, we investigate semantic redundancy in prediction sets within open-ended contexts for the first time, leading to a promising evaluation metric for MLLMs based on average set size. Our comprehensive experiments across four Video Question-Answering (VideoQA) datasets utilizing eight MLLMs show that TRON achieves desired error rates bounded by two user-specified risk levels. Additionally, deduplicated prediction sets maintain adaptiveness while being more efficient and stable for risk assessment under different risk levels.
title Sample then Identify: A General Framework for Risk Control and Assessment in Multimodal Large Language Models
topic Computation and Language
Artificial Intelligence
Machine Learning
Multimedia
url https://arxiv.org/abs/2410.08174