FunnelRAG: A Coarse-to-Fine Progressive Retrieval Paradigm for RAG

Fuente: arXiv
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Auteurs principaux: Zhao, Xinping, Zhong, Yan, Sun, Zetian, Hu, Xinshuo, Liu, Zhenyu, Li, Dongfang, Hu, Baotian, Zhang, Min
Format: Preprint
Publié: 2024
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author Zhao, Xinping
Zhong, Yan
Sun, Zetian
Hu, Xinshuo
Liu, Zhenyu
Li, Dongfang
Hu, Baotian
Zhang, Min
author_facet Zhao, Xinping
Zhong, Yan
Sun, Zetian
Hu, Xinshuo
Liu, Zhenyu
Li, Dongfang
Hu, Baotian
Zhang, Min
contents Retrieval-Augmented Generation (RAG) prevails in Large Language Models. It mainly consists of retrieval and generation. The retrieval modules (a.k.a. retrievers) aim to find useful information used to facilitate the generation modules (a.k.a. generators). As such, generators' performance largely depends on the effectiveness and efficiency of retrievers. However, the widely used retrieval paradigm remains flat. It treats retrieval procedures as a one-off deal with constant granularity. Despite effectiveness, we argue that they suffer from two limitations: (1) flat retrieval exerts a significant burden on one retriever; (2) constant granularity limits the ceiling of retrieval performance. In this work, we propose a progressive retrieval paradigm with coarse-to-fine granularity for RAG, termed FunnelRAG, so as to balance effectiveness and efficiency. Specifically, FunnelRAG establishes a progressive retrieval pipeline by collaborating coarse-to-fine granularity, large-to-small quantity, and low-to-high capacity, which can relieve the burden on one retriever and also promote the ceiling of retrieval performance. Extensive experiments manifest that FunnelRAG achieves comparable retrieval performance while the time overhead is reduced by nearly 40 percent.
format Preprint
id arxiv_https___arxiv_org_abs_2410_10293
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle FunnelRAG: A Coarse-to-Fine Progressive Retrieval Paradigm for RAG
Zhao, Xinping
Zhong, Yan
Sun, Zetian
Hu, Xinshuo
Liu, Zhenyu
Li, Dongfang
Hu, Baotian
Zhang, Min
Information Retrieval
Computation and Language
Retrieval-Augmented Generation (RAG) prevails in Large Language Models. It mainly consists of retrieval and generation. The retrieval modules (a.k.a. retrievers) aim to find useful information used to facilitate the generation modules (a.k.a. generators). As such, generators' performance largely depends on the effectiveness and efficiency of retrievers. However, the widely used retrieval paradigm remains flat. It treats retrieval procedures as a one-off deal with constant granularity. Despite effectiveness, we argue that they suffer from two limitations: (1) flat retrieval exerts a significant burden on one retriever; (2) constant granularity limits the ceiling of retrieval performance. In this work, we propose a progressive retrieval paradigm with coarse-to-fine granularity for RAG, termed FunnelRAG, so as to balance effectiveness and efficiency. Specifically, FunnelRAG establishes a progressive retrieval pipeline by collaborating coarse-to-fine granularity, large-to-small quantity, and low-to-high capacity, which can relieve the burden on one retriever and also promote the ceiling of retrieval performance. Extensive experiments manifest that FunnelRAG achieves comparable retrieval performance while the time overhead is reduced by nearly 40 percent.
title FunnelRAG: A Coarse-to-Fine Progressive Retrieval Paradigm for RAG
topic Information Retrieval
Computation and Language
url https://arxiv.org/abs/2410.10293