Lambda-Skip Connections: the architectural component that prevents Rank Collapse

Fuente: arXiv
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Main Authors: Joseph, Federico Arangath, Sieber, Jerome, Zeilinger, Melanie N., Alonso, Carmen Amo
Format: Preprint
Published: 2024
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author Joseph, Federico Arangath
Sieber, Jerome
Zeilinger, Melanie N.
Alonso, Carmen Amo
author_facet Joseph, Federico Arangath
Sieber, Jerome
Zeilinger, Melanie N.
Alonso, Carmen Amo
contents Rank collapse, a phenomenon where embedding vectors in sequence models rapidly converge to a uniform token or equilibrium state, has recently gained attention in the deep learning literature. This phenomenon leads to reduced expressivity and potential training instabilities due to vanishing gradients. Empirical evidence suggests that architectural components like skip connections, LayerNorm, and MultiLayer Perceptrons (MLPs) play critical roles in mitigating rank collapse. While this issue is well-documented for transformers, alternative sequence models, such as State Space Models (SSMs), which have recently gained prominence, have not been thoroughly examined for similar vulnerabilities. This paper extends the theory of rank collapse from transformers to SSMs using a unifying framework that captures both architectures. We study how a parametrized version of the classic skip connection component, which we call \emph{lambda-skip connections}, provides guarantees for rank collapse prevention. Through analytical results, we present a sufficient condition to guarantee prevention of rank collapse across all the aforementioned architectures. We also study the necessity of this condition via ablation studies and analytical examples. To our knowledge, this is the first study that provides a general guarantee to prevent rank collapse, and that investigates rank collapse in the context of SSMs, offering valuable understanding for both theoreticians and practitioners. Finally, we validate our findings with experiments demonstrating the crucial role of architectural components such as skip connections and gating mechanisms in preventing rank collapse.
format Preprint
id arxiv_https___arxiv_org_abs_2410_10609
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Lambda-Skip Connections: the architectural component that prevents Rank Collapse
Joseph, Federico Arangath
Sieber, Jerome
Zeilinger, Melanie N.
Alonso, Carmen Amo
Machine Learning
Rank collapse, a phenomenon where embedding vectors in sequence models rapidly converge to a uniform token or equilibrium state, has recently gained attention in the deep learning literature. This phenomenon leads to reduced expressivity and potential training instabilities due to vanishing gradients. Empirical evidence suggests that architectural components like skip connections, LayerNorm, and MultiLayer Perceptrons (MLPs) play critical roles in mitigating rank collapse. While this issue is well-documented for transformers, alternative sequence models, such as State Space Models (SSMs), which have recently gained prominence, have not been thoroughly examined for similar vulnerabilities. This paper extends the theory of rank collapse from transformers to SSMs using a unifying framework that captures both architectures. We study how a parametrized version of the classic skip connection component, which we call \emph{lambda-skip connections}, provides guarantees for rank collapse prevention. Through analytical results, we present a sufficient condition to guarantee prevention of rank collapse across all the aforementioned architectures. We also study the necessity of this condition via ablation studies and analytical examples. To our knowledge, this is the first study that provides a general guarantee to prevent rank collapse, and that investigates rank collapse in the context of SSMs, offering valuable understanding for both theoreticians and practitioners. Finally, we validate our findings with experiments demonstrating the crucial role of architectural components such as skip connections and gating mechanisms in preventing rank collapse.
title Lambda-Skip Connections: the architectural component that prevents Rank Collapse
topic Machine Learning
url https://arxiv.org/abs/2410.10609