Persistent Pre-Training Poisoning of LLMs

Fuente: arXiv
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Autores principales: Zhang, Yiming, Rando, Javier, Evtimov, Ivan, Chi, Jianfeng, Smith, Eric Michael, Carlini, Nicholas, Tramèr, Florian, Ippolito, Daphne
Formato: Preprint
Publicado: 2024
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author Zhang, Yiming
Rando, Javier
Evtimov, Ivan
Chi, Jianfeng
Smith, Eric Michael
Carlini, Nicholas
Tramèr, Florian
Ippolito, Daphne
author_facet Zhang, Yiming
Rando, Javier
Evtimov, Ivan
Chi, Jianfeng
Smith, Eric Michael
Carlini, Nicholas
Tramèr, Florian
Ippolito, Daphne
contents Large language models are pre-trained on uncurated text datasets consisting of trillions of tokens scraped from the Web. Prior work has shown that: (1) web-scraped pre-training datasets can be practically poisoned by malicious actors; and (2) adversaries can compromise language models after poisoning fine-tuning datasets. Our work evaluates for the first time whether language models can also be compromised during pre-training, with a focus on the persistence of pre-training attacks after models are fine-tuned as helpful and harmless chatbots (i.e., after SFT and DPO). We pre-train a series of LLMs from scratch to measure the impact of a potential poisoning adversary under four different attack objectives (denial-of-service, belief manipulation, jailbreaking, and prompt stealing), and across a wide range of model sizes (from 600M to 7B). Our main result is that poisoning only 0.1% of a model's pre-training dataset is sufficient for three out of four attacks to measurably persist through post-training. Moreover, simple attacks like denial-of-service persist through post-training with a poisoning rate of only 0.001%.
format Preprint
id arxiv_https___arxiv_org_abs_2410_13722
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Persistent Pre-Training Poisoning of LLMs
Zhang, Yiming
Rando, Javier
Evtimov, Ivan
Chi, Jianfeng
Smith, Eric Michael
Carlini, Nicholas
Tramèr, Florian
Ippolito, Daphne
Cryptography and Security
Artificial Intelligence
Large language models are pre-trained on uncurated text datasets consisting of trillions of tokens scraped from the Web. Prior work has shown that: (1) web-scraped pre-training datasets can be practically poisoned by malicious actors; and (2) adversaries can compromise language models after poisoning fine-tuning datasets. Our work evaluates for the first time whether language models can also be compromised during pre-training, with a focus on the persistence of pre-training attacks after models are fine-tuned as helpful and harmless chatbots (i.e., after SFT and DPO). We pre-train a series of LLMs from scratch to measure the impact of a potential poisoning adversary under four different attack objectives (denial-of-service, belief manipulation, jailbreaking, and prompt stealing), and across a wide range of model sizes (from 600M to 7B). Our main result is that poisoning only 0.1% of a model's pre-training dataset is sufficient for three out of four attacks to measurably persist through post-training. Moreover, simple attacks like denial-of-service persist through post-training with a poisoning rate of only 0.001%.
title Persistent Pre-Training Poisoning of LLMs
topic Cryptography and Security
Artificial Intelligence
url https://arxiv.org/abs/2410.13722