Efficient Nested Estimation of CoVaR: A Decoupled Approach

Fuente: arXiv
Gespeichert in:
Bibliographische Detailangaben
Hauptverfasser: Lin, Nifei, Song, Yingda, Hong, L. Jeff
Format: Preprint
Veröffentlicht: 2024
Schlagworte:
Online-Zugang:
Tags: Tag hinzufügen
Keine Tags, Fügen Sie den ersten Tag hinzu!
_version_ 1866929574576652288
author Lin, Nifei
Song, Yingda
Hong, L. Jeff
author_facet Lin, Nifei
Song, Yingda
Hong, L. Jeff
contents This paper addresses the estimation of the systemic risk measure known as CoVaR, which quantifies the risk of a financial portfolio conditional on another portfolio being at risk. We identify two principal challenges: conditioning on a zero-probability event and the repricing of portfolios. To tackle these issues, we propose a decoupled approach utilizing smoothing techniques and develop a model-independent theoretical framework grounded in a functional perspective. We demonstrate that the rate of convergence of the decoupled estimator can achieve approximately $O_{\rm P}(Γ^{-1/2})$, where $Γ$ represents the computational budget. Additionally, we establish the smoothness of the portfolio loss functions, highlighting its crucial role in enhancing sample efficiency. Our numerical results confirm the effectiveness of the decoupled estimators and provide practical insights for the selection of appropriate smoothing techniques.
format Preprint
id arxiv_https___arxiv_org_abs_2411_01319
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Efficient Nested Estimation of CoVaR: A Decoupled Approach
Lin, Nifei
Song, Yingda
Hong, L. Jeff
Risk Management
Methodology
This paper addresses the estimation of the systemic risk measure known as CoVaR, which quantifies the risk of a financial portfolio conditional on another portfolio being at risk. We identify two principal challenges: conditioning on a zero-probability event and the repricing of portfolios. To tackle these issues, we propose a decoupled approach utilizing smoothing techniques and develop a model-independent theoretical framework grounded in a functional perspective. We demonstrate that the rate of convergence of the decoupled estimator can achieve approximately $O_{\rm P}(Γ^{-1/2})$, where $Γ$ represents the computational budget. Additionally, we establish the smoothness of the portfolio loss functions, highlighting its crucial role in enhancing sample efficiency. Our numerical results confirm the effectiveness of the decoupled estimators and provide practical insights for the selection of appropriate smoothing techniques.
title Efficient Nested Estimation of CoVaR: A Decoupled Approach
topic Risk Management
Methodology
url https://arxiv.org/abs/2411.01319