Generating Synthetic Electronic Health Record Data: a Methodological Scoping Review with Benchmarking on Phenotype Data and Open-Source Software

Fuente: arXiv
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Autores principales: Chen, Xingran, Wu, Zhenke, Shi, Xu, Cho, Hyunghoon, Mukherjee, Bhramar
Formato: Preprint
Publicado: 2024
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author Chen, Xingran
Wu, Zhenke
Shi, Xu
Cho, Hyunghoon
Mukherjee, Bhramar
author_facet Chen, Xingran
Wu, Zhenke
Shi, Xu
Cho, Hyunghoon
Mukherjee, Bhramar
contents We conduct a scoping review of existing approaches for synthetic EHR data generation, and benchmark major methods with proposed open-source software to offer recommendations for practitioners. We search three academic databases for our scoping review. Methods are benchmarked on open-source EHR datasets, MIMIC-III/IV. Seven existing methods covering major categories and two baseline methods are implemented and compared. Evaluation metrics concern data fidelity, downstream utility, privacy protection, and computational cost. 42 studies are identified and classified into five categories. Seven open-source methods covering all categories are selected, trained on MIMIC-III, and evaluated on MIMIC-III or MIMIC-IV for transportability considerations. Among them, GAN-based methods demonstrate competitive performance in fidelity and utility on MIMIC-III; rule-based methods excel in privacy protection. Similar findings are observed on MIMIC-IV, except that GAN-based methods further outperform the baseline methods in preserving fidelity. A Python package, "SynthEHRella", is provided to integrate various choices of approaches and evaluation metrics, enabling more streamlined exploration and evaluation of multiple methods. We found that method choice is governed by the relative importance of the evaluation metrics in downstream use cases. We provide a decision tree to guide the choice among the benchmarked methods. Based on the decision tree, GAN-based methods excel when distributional shifts exist between the training and testing populations. Otherwise, CorGAN and MedGAN are most suitable for association modeling and predictive modeling, respectively. Future research should prioritize enhancing fidelity of the synthetic data while controlling privacy exposure, and comprehensive benchmarking of longitudinal or conditional generation methods.
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id arxiv_https___arxiv_org_abs_2411_04281
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publishDate 2024
record_format arxiv
spellingShingle Generating Synthetic Electronic Health Record Data: a Methodological Scoping Review with Benchmarking on Phenotype Data and Open-Source Software
Chen, Xingran
Wu, Zhenke
Shi, Xu
Cho, Hyunghoon
Mukherjee, Bhramar
Machine Learning
Artificial Intelligence
We conduct a scoping review of existing approaches for synthetic EHR data generation, and benchmark major methods with proposed open-source software to offer recommendations for practitioners. We search three academic databases for our scoping review. Methods are benchmarked on open-source EHR datasets, MIMIC-III/IV. Seven existing methods covering major categories and two baseline methods are implemented and compared. Evaluation metrics concern data fidelity, downstream utility, privacy protection, and computational cost. 42 studies are identified and classified into five categories. Seven open-source methods covering all categories are selected, trained on MIMIC-III, and evaluated on MIMIC-III or MIMIC-IV for transportability considerations. Among them, GAN-based methods demonstrate competitive performance in fidelity and utility on MIMIC-III; rule-based methods excel in privacy protection. Similar findings are observed on MIMIC-IV, except that GAN-based methods further outperform the baseline methods in preserving fidelity. A Python package, "SynthEHRella", is provided to integrate various choices of approaches and evaluation metrics, enabling more streamlined exploration and evaluation of multiple methods. We found that method choice is governed by the relative importance of the evaluation metrics in downstream use cases. We provide a decision tree to guide the choice among the benchmarked methods. Based on the decision tree, GAN-based methods excel when distributional shifts exist between the training and testing populations. Otherwise, CorGAN and MedGAN are most suitable for association modeling and predictive modeling, respectively. Future research should prioritize enhancing fidelity of the synthetic data while controlling privacy exposure, and comprehensive benchmarking of longitudinal or conditional generation methods.
title Generating Synthetic Electronic Health Record Data: a Methodological Scoping Review with Benchmarking on Phenotype Data and Open-Source Software
topic Machine Learning
Artificial Intelligence
url https://arxiv.org/abs/2411.04281