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Autores principales: Gan, Yuyou, Yang, Yong, Ma, Zhe, He, Ping, Zeng, Rui, Wang, Yiming, Li, Qingming, Zhou, Chunyi, Li, Songze, Wang, Ting, Gao, Yunjun, Wu, Yingcai, Ji, Shouling
Formato: Preprint
Publicado: 2024
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Acceso en línea:https://arxiv.org/abs/2411.09523
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author Gan, Yuyou
Yang, Yong
Ma, Zhe
He, Ping
Zeng, Rui
Wang, Yiming
Li, Qingming
Zhou, Chunyi
Li, Songze
Wang, Ting
Gao, Yunjun
Wu, Yingcai
Ji, Shouling
author_facet Gan, Yuyou
Yang, Yong
Ma, Zhe
He, Ping
Zeng, Rui
Wang, Yiming
Li, Qingming
Zhou, Chunyi
Li, Songze
Wang, Ting
Gao, Yunjun
Wu, Yingcai
Ji, Shouling
contents With the continuous development of large language models (LLMs), transformer-based models have made groundbreaking advances in numerous natural language processing (NLP) tasks, leading to the emergence of a series of agents that use LLMs as their control hub. While LLMs have achieved success in various tasks, they face numerous security and privacy threats, which become even more severe in the agent scenarios. To enhance the reliability of LLM-based applications, a range of research has emerged to assess and mitigate these risks from different perspectives. To help researchers gain a comprehensive understanding of various risks, this survey collects and analyzes the different threats faced by these agents. To address the challenges posed by previous taxonomies in handling cross-module and cross-stage threats, we propose a novel taxonomy framework based on the sources and impacts. Additionally, we identify six key features of LLM-based agents, based on which we summarize the current research progress and analyze their limitations. Subsequently, we select four representative agents as case studies to analyze the risks they may face in practical use. Finally, based on the aforementioned analyses, we propose future research directions from the perspectives of data, methodology, and policy, respectively.
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publishDate 2024
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spellingShingle Navigating the Risks: A Survey of Security, Privacy, and Ethics Threats in LLM-Based Agents
Gan, Yuyou
Yang, Yong
Ma, Zhe
He, Ping
Zeng, Rui
Wang, Yiming
Li, Qingming
Zhou, Chunyi
Li, Songze
Wang, Ting
Gao, Yunjun
Wu, Yingcai
Ji, Shouling
Artificial Intelligence
With the continuous development of large language models (LLMs), transformer-based models have made groundbreaking advances in numerous natural language processing (NLP) tasks, leading to the emergence of a series of agents that use LLMs as their control hub. While LLMs have achieved success in various tasks, they face numerous security and privacy threats, which become even more severe in the agent scenarios. To enhance the reliability of LLM-based applications, a range of research has emerged to assess and mitigate these risks from different perspectives. To help researchers gain a comprehensive understanding of various risks, this survey collects and analyzes the different threats faced by these agents. To address the challenges posed by previous taxonomies in handling cross-module and cross-stage threats, we propose a novel taxonomy framework based on the sources and impacts. Additionally, we identify six key features of LLM-based agents, based on which we summarize the current research progress and analyze their limitations. Subsequently, we select four representative agents as case studies to analyze the risks they may face in practical use. Finally, based on the aforementioned analyses, we propose future research directions from the perspectives of data, methodology, and policy, respectively.
title Navigating the Risks: A Survey of Security, Privacy, and Ethics Threats in LLM-Based Agents
topic Artificial Intelligence
url https://arxiv.org/abs/2411.09523