Using a Two-Parameter Sensitivity Analysis Framework to Efficiently Combine Randomized and Non-randomized Studies

Fuente: arXiv
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Auteurs principaux: Yu, Ruoqi, Karmakar, Bikram, Vandeleest, Jessica, Schwarz, Eleanor Bimla
Format: Preprint
Publié: 2024
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author Yu, Ruoqi
Karmakar, Bikram
Vandeleest, Jessica
Schwarz, Eleanor Bimla
author_facet Yu, Ruoqi
Karmakar, Bikram
Vandeleest, Jessica
Schwarz, Eleanor Bimla
contents Causal inference is vital for informed decision-making across fields such as biomedical research and social sciences. Randomized controlled trials (RCTs) are considered the gold standard for internal validity of inferences, whereas observational studies (OSs) often provide the opportunity for greater external validity. However, both data sources have inherent limitations preventing their use for broadly valid statistical inferences: RCTs may lack generalizability due to their selective eligibility criterion, and OSs are vulnerable to unobserved confounding. This paper proposes an innovative approach to integrate RCT and OS that borrows the other study's strengths to remedy each study's limitations. The method uses a novel triplet matching algorithm to align RCT and OS samples and a new two-parameter sensitivity analysis framework to quantify internal and external validity biases. This combined approach yields causal estimates that are more robust to hidden biases than OSs alone and provides reliable inferences about the treatment effect in the general population. We apply this method to investigate the effects of lactation on maternal health using a small RCT and a long-term observational health records dataset from the California National Primate Research Center. This application demonstrates the practical utility of our approach in generating scientifically sound and actionable causal estimates.
format Preprint
id arxiv_https___arxiv_org_abs_2412_03731
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Using a Two-Parameter Sensitivity Analysis Framework to Efficiently Combine Randomized and Non-randomized Studies
Yu, Ruoqi
Karmakar, Bikram
Vandeleest, Jessica
Schwarz, Eleanor Bimla
Methodology
Applications
Causal inference is vital for informed decision-making across fields such as biomedical research and social sciences. Randomized controlled trials (RCTs) are considered the gold standard for internal validity of inferences, whereas observational studies (OSs) often provide the opportunity for greater external validity. However, both data sources have inherent limitations preventing their use for broadly valid statistical inferences: RCTs may lack generalizability due to their selective eligibility criterion, and OSs are vulnerable to unobserved confounding. This paper proposes an innovative approach to integrate RCT and OS that borrows the other study's strengths to remedy each study's limitations. The method uses a novel triplet matching algorithm to align RCT and OS samples and a new two-parameter sensitivity analysis framework to quantify internal and external validity biases. This combined approach yields causal estimates that are more robust to hidden biases than OSs alone and provides reliable inferences about the treatment effect in the general population. We apply this method to investigate the effects of lactation on maternal health using a small RCT and a long-term observational health records dataset from the California National Primate Research Center. This application demonstrates the practical utility of our approach in generating scientifically sound and actionable causal estimates.
title Using a Two-Parameter Sensitivity Analysis Framework to Efficiently Combine Randomized and Non-randomized Studies
topic Methodology
Applications
url https://arxiv.org/abs/2412.03731