A Report on Financial Regulations Challenge at COLING 2025

Fuente: arXiv
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Autori principali: Wang, Keyi, Patel, Jaisal, Shen, Charlie, Kim, Daniel, Zhu, Andy, Lin, Alex, Borella, Luca, Osborne, Cailean, White, Matt, Yang, Steve, Xiao, Kairong, Yanglet, Xiao-Yang Liu
Natura: Preprint
Pubblicazione: 2024
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author Wang, Keyi
Patel, Jaisal
Shen, Charlie
Kim, Daniel
Zhu, Andy
Lin, Alex
Borella, Luca
Osborne, Cailean
White, Matt
Yang, Steve
Xiao, Kairong
Yanglet, Xiao-Yang Liu
author_facet Wang, Keyi
Patel, Jaisal
Shen, Charlie
Kim, Daniel
Zhu, Andy
Lin, Alex
Borella, Luca
Osborne, Cailean
White, Matt
Yang, Steve
Xiao, Kairong
Yanglet, Xiao-Yang Liu
contents Financial large language models (FinLLMs) have been applied to various tasks in business, finance, accounting, and auditing. Complex financial regulations and standards are critical to financial services, which LLMs must comply with. However, FinLLMs' performance in understanding and interpreting financial regulations has rarely been studied. Therefore, we organize the Regulations Challenge, a shared task at COLING 2025. It encourages the academic community to explore the strengths and limitations of popular LLMs. We create 9 novel tasks and corresponding question sets. In this paper, we provide an overview of these tasks and summarize participants' approaches and results. We aim to raise awareness of FinLLMs' professional capability in financial regulations.
format Preprint
id arxiv_https___arxiv_org_abs_2412_11159
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle A Report on Financial Regulations Challenge at COLING 2025
Wang, Keyi
Patel, Jaisal
Shen, Charlie
Kim, Daniel
Zhu, Andy
Lin, Alex
Borella, Luca
Osborne, Cailean
White, Matt
Yang, Steve
Xiao, Kairong
Yanglet, Xiao-Yang Liu
Computational Engineering, Finance, and Science
Financial large language models (FinLLMs) have been applied to various tasks in business, finance, accounting, and auditing. Complex financial regulations and standards are critical to financial services, which LLMs must comply with. However, FinLLMs' performance in understanding and interpreting financial regulations has rarely been studied. Therefore, we organize the Regulations Challenge, a shared task at COLING 2025. It encourages the academic community to explore the strengths and limitations of popular LLMs. We create 9 novel tasks and corresponding question sets. In this paper, we provide an overview of these tasks and summarize participants' approaches and results. We aim to raise awareness of FinLLMs' professional capability in financial regulations.
title A Report on Financial Regulations Challenge at COLING 2025
topic Computational Engineering, Finance, and Science
url https://arxiv.org/abs/2412.11159