In-Sample and Out-of-Sample Sharpe Ratios for Linear Predictive Models

Fuente: arXiv
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Main Authors: Jacquier, Antoine, Muhle-Karbe, Johannes, Mulligan, Joseph
Format: Preprint
Published: 2025
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author Jacquier, Antoine
Muhle-Karbe, Johannes
Mulligan, Joseph
author_facet Jacquier, Antoine
Muhle-Karbe, Johannes
Mulligan, Joseph
contents We study how much the in-sample performance of trading strategies based on linear predictive models is reduced out-of-sample due to overfitting. More specifically, we compute the in- and out-of-sample means and variances of the corresponding PnLs and use these to derive a closed-form approximation for the corresponding Sharpe ratios. We find that the out-of-sample "replication ratio" diminishes for complex strategies with many assets based on many weak rather than a few strong trading signals, and increases when more training data is used. The substantial quantitative importance of these effects is illustrated with a simulation case study for commodity futures following the methodology of Gârleanu and Pedersen, and an empirical case study using the dataset compiled by Goyal, Welch and Zafirov.
format Preprint
id arxiv_https___arxiv_org_abs_2501_03938
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle In-Sample and Out-of-Sample Sharpe Ratios for Linear Predictive Models
Jacquier, Antoine
Muhle-Karbe, Johannes
Mulligan, Joseph
Mathematical Finance
Portfolio Management
We study how much the in-sample performance of trading strategies based on linear predictive models is reduced out-of-sample due to overfitting. More specifically, we compute the in- and out-of-sample means and variances of the corresponding PnLs and use these to derive a closed-form approximation for the corresponding Sharpe ratios. We find that the out-of-sample "replication ratio" diminishes for complex strategies with many assets based on many weak rather than a few strong trading signals, and increases when more training data is used. The substantial quantitative importance of these effects is illustrated with a simulation case study for commodity futures following the methodology of Gârleanu and Pedersen, and an empirical case study using the dataset compiled by Goyal, Welch and Zafirov.
title In-Sample and Out-of-Sample Sharpe Ratios for Linear Predictive Models
topic Mathematical Finance
Portfolio Management
url https://arxiv.org/abs/2501.03938