Identification and Scaling of Latent Variables in Ordinal Factor Analysis

Fuente: arXiv
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Main Authors: Merkle, Edgar C., Winter, Sonja D., Fitzsimmons, Ellen
Format: Preprint
Published: 2025
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author Merkle, Edgar C.
Winter, Sonja D.
Fitzsimmons, Ellen
author_facet Merkle, Edgar C.
Winter, Sonja D.
Fitzsimmons, Ellen
contents Social science researchers are generally accustomed to treating ordinal variables as though they are continuous. In this paper, we consider how identification constraints in ordinal factor analysis can mimic the treatment of ordinal variables as continuous. We describe model constraints that lead to latent variable predictions equaling the average of ordinal variables. This result leads us to propose minimal identification constraints, which we call "integer constraints," that center the latent variables around the scale of the observed, integer-coded ordinal variables. The integer constraints lead to intuitive model parameterizations because researchers are already accustomed to thinking about ordinal variables as though they are continuous. We provide a proof that our proposed integer constraints are indeed minimal identification constraints, as well as an illustration of how integer constraints work with real data. We also provide simulation results indicating that integer constraints are similar to other identification constraints in terms of estimation convergence and admissibility.
format Preprint
id arxiv_https___arxiv_org_abs_2501_06094
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Identification and Scaling of Latent Variables in Ordinal Factor Analysis
Merkle, Edgar C.
Winter, Sonja D.
Fitzsimmons, Ellen
Methodology
Social science researchers are generally accustomed to treating ordinal variables as though they are continuous. In this paper, we consider how identification constraints in ordinal factor analysis can mimic the treatment of ordinal variables as continuous. We describe model constraints that lead to latent variable predictions equaling the average of ordinal variables. This result leads us to propose minimal identification constraints, which we call "integer constraints," that center the latent variables around the scale of the observed, integer-coded ordinal variables. The integer constraints lead to intuitive model parameterizations because researchers are already accustomed to thinking about ordinal variables as though they are continuous. We provide a proof that our proposed integer constraints are indeed minimal identification constraints, as well as an illustration of how integer constraints work with real data. We also provide simulation results indicating that integer constraints are similar to other identification constraints in terms of estimation convergence and admissibility.
title Identification and Scaling of Latent Variables in Ordinal Factor Analysis
topic Methodology
url https://arxiv.org/abs/2501.06094