Koopman Meets Limited Bandwidth: Effect of Quantization on Data-Driven Linear Prediction and Control of Nonlinear Systems

Fuente: arXiv
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Autori principali: Ataei, Shahab, Maity, Dipankar, Goswami, Debdipta
Natura: Preprint
Pubblicazione: 2025
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author Ataei, Shahab
Maity, Dipankar
Goswami, Debdipta
author_facet Ataei, Shahab
Maity, Dipankar
Goswami, Debdipta
contents Koopman-based lifted linear identification have been widely used for data-driven prediction and model predictive control (MPC) of nonlinear systems. It has found applications in flow-control, soft robotics, and unmanned aerial vehicles (UAV). For autonomous systems, this system identification method works by embedding the nonlinear system in a higher-dimensional linear space and computing a finite-dimensional approximation of the corresponding Koopman operator with the Extended Dynamic Mode Decomposition (EDMD) algorithm. EDMD is a data-driven algorithm that estimates an approximate linear system by lifting the state data-snapshots via nonlinear dictionary functions. For control systems, EDMD is further modified to utilize both state and control data-snapshots to estimate a lifted linear predictor with control input. This article investigates how the estimation process is affected when the data is quantized. Specifically, we examine the fundamental connection between estimates of the linear predictor matrices obtained from unquantized data and those from quantized data via modified EDMD. Furthermore, using the law of large numbers, we demonstrate that, under a large data regime, the quantized estimate can be considered a regularized version of the unquantized estimate. We also explore the relationship between the two estimates in the finite data regime. We further analyze the effect of nonlinear lifting functions on this regularization due to quantization. The theory is validated through repeated numerical experiments conducted on several control systems. The effect of quantization on the MPC performance is also demonstrated.
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id arxiv_https___arxiv_org_abs_2501_07714
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Koopman Meets Limited Bandwidth: Effect of Quantization on Data-Driven Linear Prediction and Control of Nonlinear Systems
Ataei, Shahab
Maity, Dipankar
Goswami, Debdipta
Systems and Control
Koopman-based lifted linear identification have been widely used for data-driven prediction and model predictive control (MPC) of nonlinear systems. It has found applications in flow-control, soft robotics, and unmanned aerial vehicles (UAV). For autonomous systems, this system identification method works by embedding the nonlinear system in a higher-dimensional linear space and computing a finite-dimensional approximation of the corresponding Koopman operator with the Extended Dynamic Mode Decomposition (EDMD) algorithm. EDMD is a data-driven algorithm that estimates an approximate linear system by lifting the state data-snapshots via nonlinear dictionary functions. For control systems, EDMD is further modified to utilize both state and control data-snapshots to estimate a lifted linear predictor with control input. This article investigates how the estimation process is affected when the data is quantized. Specifically, we examine the fundamental connection between estimates of the linear predictor matrices obtained from unquantized data and those from quantized data via modified EDMD. Furthermore, using the law of large numbers, we demonstrate that, under a large data regime, the quantized estimate can be considered a regularized version of the unquantized estimate. We also explore the relationship between the two estimates in the finite data regime. We further analyze the effect of nonlinear lifting functions on this regularization due to quantization. The theory is validated through repeated numerical experiments conducted on several control systems. The effect of quantization on the MPC performance is also demonstrated.
title Koopman Meets Limited Bandwidth: Effect of Quantization on Data-Driven Linear Prediction and Control of Nonlinear Systems
topic Systems and Control
url https://arxiv.org/abs/2501.07714