Refusal Behavior in Large Language Models: A Nonlinear Perspective

Fuente: arXiv
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Hauptverfasser: Hildebrandt, Fabian, Maier, Andreas, Krauss, Patrick, Schilling, Achim
Format: Preprint
Veröffentlicht: 2025
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author Hildebrandt, Fabian
Maier, Andreas
Krauss, Patrick
Schilling, Achim
author_facet Hildebrandt, Fabian
Maier, Andreas
Krauss, Patrick
Schilling, Achim
contents Refusal behavior in large language models (LLMs) enables them to decline responding to harmful, unethical, or inappropriate prompts, ensuring alignment with ethical standards. This paper investigates refusal behavior across six LLMs from three architectural families. We challenge the assumption of refusal as a linear phenomenon by employing dimensionality reduction techniques, including PCA, t-SNE, and UMAP. Our results reveal that refusal mechanisms exhibit nonlinear, multidimensional characteristics that vary by model architecture and layer. These findings highlight the need for nonlinear interpretability to improve alignment research and inform safer AI deployment strategies.
format Preprint
id arxiv_https___arxiv_org_abs_2501_08145
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Refusal Behavior in Large Language Models: A Nonlinear Perspective
Hildebrandt, Fabian
Maier, Andreas
Krauss, Patrick
Schilling, Achim
Computation and Language
Artificial Intelligence
Refusal behavior in large language models (LLMs) enables them to decline responding to harmful, unethical, or inappropriate prompts, ensuring alignment with ethical standards. This paper investigates refusal behavior across six LLMs from three architectural families. We challenge the assumption of refusal as a linear phenomenon by employing dimensionality reduction techniques, including PCA, t-SNE, and UMAP. Our results reveal that refusal mechanisms exhibit nonlinear, multidimensional characteristics that vary by model architecture and layer. These findings highlight the need for nonlinear interpretability to improve alignment research and inform safer AI deployment strategies.
title Refusal Behavior in Large Language Models: A Nonlinear Perspective
topic Computation and Language
Artificial Intelligence
url https://arxiv.org/abs/2501.08145