Adaptive PII Mitigation Framework for Large Language Models

Fuente: arXiv
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Auteurs principaux: Asthana, Shubhi, Mahindru, Ruchi, Zhang, Bing, Sanz, Jorge
Format: Preprint
Publié: 2025
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author Asthana, Shubhi
Mahindru, Ruchi
Zhang, Bing
Sanz, Jorge
author_facet Asthana, Shubhi
Mahindru, Ruchi
Zhang, Bing
Sanz, Jorge
contents Artificial Intelligence (AI) faces growing challenges from evolving data protection laws and enforcement practices worldwide. Regulations like GDPR and CCPA impose strict compliance requirements on Machine Learning (ML) models, especially concerning personal data use. These laws grant individuals rights such as data correction and deletion, complicating the training and deployment of Large Language Models (LLMs) that rely on extensive datasets. Public data availability does not guarantee its lawful use for ML, amplifying these challenges. This paper introduces an adaptive system for mitigating risk of Personally Identifiable Information (PII) and Sensitive Personal Information (SPI) in LLMs. It dynamically aligns with diverse regulatory frameworks and integrates seamlessly into Governance, Risk, and Compliance (GRC) systems. The system uses advanced NLP techniques, context-aware analysis, and policy-driven masking to ensure regulatory compliance. Benchmarks highlight the system's effectiveness, with an F1 score of 0.95 for Passport Numbers, outperforming tools like Microsoft Presidio (0.33) and Amazon Comprehend (0.54). In human evaluations, the system achieved an average user trust score of 4.6/5, with participants acknowledging its accuracy and transparency. Observations demonstrate stricter anonymization under GDPR compared to CCPA, which permits pseudonymization and user opt-outs. These results validate the system as a scalable and robust solution for enterprise privacy compliance.
format Preprint
id arxiv_https___arxiv_org_abs_2501_12465
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Adaptive PII Mitigation Framework for Large Language Models
Asthana, Shubhi
Mahindru, Ruchi
Zhang, Bing
Sanz, Jorge
Machine Learning
Artificial Intelligence
Cryptography and Security
Artificial Intelligence (AI) faces growing challenges from evolving data protection laws and enforcement practices worldwide. Regulations like GDPR and CCPA impose strict compliance requirements on Machine Learning (ML) models, especially concerning personal data use. These laws grant individuals rights such as data correction and deletion, complicating the training and deployment of Large Language Models (LLMs) that rely on extensive datasets. Public data availability does not guarantee its lawful use for ML, amplifying these challenges. This paper introduces an adaptive system for mitigating risk of Personally Identifiable Information (PII) and Sensitive Personal Information (SPI) in LLMs. It dynamically aligns with diverse regulatory frameworks and integrates seamlessly into Governance, Risk, and Compliance (GRC) systems. The system uses advanced NLP techniques, context-aware analysis, and policy-driven masking to ensure regulatory compliance. Benchmarks highlight the system's effectiveness, with an F1 score of 0.95 for Passport Numbers, outperforming tools like Microsoft Presidio (0.33) and Amazon Comprehend (0.54). In human evaluations, the system achieved an average user trust score of 4.6/5, with participants acknowledging its accuracy and transparency. Observations demonstrate stricter anonymization under GDPR compared to CCPA, which permits pseudonymization and user opt-outs. These results validate the system as a scalable and robust solution for enterprise privacy compliance.
title Adaptive PII Mitigation Framework for Large Language Models
topic Machine Learning
Artificial Intelligence
Cryptography and Security
url https://arxiv.org/abs/2501.12465