Algorithmic Inheritance: Surname Bias in AI Decisions Reinforces Intergenerational Inequality

Fuente: arXiv
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Autores principales: Pataranutaporn, Pat, Powdthavee, Nattavudh, Maes, Pattie
Formato: Preprint
Publicado: 2025
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author Pataranutaporn, Pat
Powdthavee, Nattavudh
Maes, Pattie
author_facet Pataranutaporn, Pat
Powdthavee, Nattavudh
Maes, Pattie
contents Surnames often convey implicit markers of social status, wealth, and lineage, shaping perceptions in ways that can perpetuate systemic biases and intergenerational inequality. This study is the first of its kind to investigate whether and how surnames influence AI-driven decision-making, focusing on their effects across key areas such as hiring recommendations, leadership appointments, and loan approvals. Using 72,000 evaluations of 600 surnames from the United States and Thailand, two countries with distinct sociohistorical contexts and surname conventions, we classify names into four categories: Rich, Legacy, Normal, and phonetically similar Variant groups. Our findings show that elite surnames consistently increase AI-generated perceptions of power, intelligence, and wealth, which in turn influence AI-driven decisions in high-stakes contexts. Mediation analysis reveals perceived intelligence as a key mechanism through which surname biases influence AI decision-making process. While providing objective qualifications alongside surnames mitigates most of these biases, it does not eliminate them entirely, especially in contexts where candidate credentials are low. These findings highlight the need for fairness-aware algorithms and robust policy measures to prevent AI systems from reinforcing systemic inequalities tied to surnames, an often-overlooked bias compared to more salient characteristics such as race and gender. Our work calls for a critical reassessment of algorithmic accountability and its broader societal impact, particularly in systems designed to uphold meritocratic principles while counteracting the perpetuation of intergenerational privilege.
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id arxiv_https___arxiv_org_abs_2501_19407
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Algorithmic Inheritance: Surname Bias in AI Decisions Reinforces Intergenerational Inequality
Pataranutaporn, Pat
Powdthavee, Nattavudh
Maes, Pattie
Computers and Society
Artificial Intelligence
Machine Learning
General Economics
Economics
Surnames often convey implicit markers of social status, wealth, and lineage, shaping perceptions in ways that can perpetuate systemic biases and intergenerational inequality. This study is the first of its kind to investigate whether and how surnames influence AI-driven decision-making, focusing on their effects across key areas such as hiring recommendations, leadership appointments, and loan approvals. Using 72,000 evaluations of 600 surnames from the United States and Thailand, two countries with distinct sociohistorical contexts and surname conventions, we classify names into four categories: Rich, Legacy, Normal, and phonetically similar Variant groups. Our findings show that elite surnames consistently increase AI-generated perceptions of power, intelligence, and wealth, which in turn influence AI-driven decisions in high-stakes contexts. Mediation analysis reveals perceived intelligence as a key mechanism through which surname biases influence AI decision-making process. While providing objective qualifications alongside surnames mitigates most of these biases, it does not eliminate them entirely, especially in contexts where candidate credentials are low. These findings highlight the need for fairness-aware algorithms and robust policy measures to prevent AI systems from reinforcing systemic inequalities tied to surnames, an often-overlooked bias compared to more salient characteristics such as race and gender. Our work calls for a critical reassessment of algorithmic accountability and its broader societal impact, particularly in systems designed to uphold meritocratic principles while counteracting the perpetuation of intergenerational privilege.
title Algorithmic Inheritance: Surname Bias in AI Decisions Reinforces Intergenerational Inequality
topic Computers and Society
Artificial Intelligence
Machine Learning
General Economics
Economics
url https://arxiv.org/abs/2501.19407