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Main Authors: Zhang, Thomas T., Moniri, Behrad, Nagwekar, Ansh, Rahman, Faraz, Xue, Anton, Hassani, Hamed, Matni, Nikolai
Format: Preprint
Published: 2025
Subjects:
Online Access:https://arxiv.org/abs/2502.01763
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author Zhang, Thomas T.
Moniri, Behrad
Nagwekar, Ansh
Rahman, Faraz
Xue, Anton
Hassani, Hamed
Matni, Nikolai
author_facet Zhang, Thomas T.
Moniri, Behrad
Nagwekar, Ansh
Rahman, Faraz
Xue, Anton
Hassani, Hamed
Matni, Nikolai
contents Layer-wise preconditioning methods are a family of memory-efficient optimization algorithms that introduce preconditioners per axis of each layer's weight tensors. These methods have seen a recent resurgence, demonstrating impressive performance relative to entry-wise ("diagonal") preconditioning methods such as Adam(W) on a wide range of neural network optimization tasks. Complementary to their practical performance, we demonstrate that layer-wise preconditioning methods are provably necessary from a statistical perspective. To showcase this, we consider two prototypical models, linear representation learning and single-index learning, which are widely used to study how typical algorithms efficiently learn useful features to enable generalization. In these problems, we show SGD is a suboptimal feature learner when extending beyond ideal isotropic inputs $\mathbf{x} \sim \mathsf{N}(\mathbf{0}, \mathbf{I})$ and well-conditioned settings typically assumed in prior work. We demonstrate theoretically and numerically that this suboptimality is fundamental, and that layer-wise preconditioning emerges naturally as the solution. We further show that standard tools like Adam preconditioning and batch-norm only mildly mitigate these issues, supporting the unique benefits of layer-wise preconditioning.
format Preprint
id arxiv_https___arxiv_org_abs_2502_01763
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle On The Concurrence of Layer-wise Preconditioning Methods and Provable Feature Learning
Zhang, Thomas T.
Moniri, Behrad
Nagwekar, Ansh
Rahman, Faraz
Xue, Anton
Hassani, Hamed
Matni, Nikolai
Machine Learning
Optimization and Control
Layer-wise preconditioning methods are a family of memory-efficient optimization algorithms that introduce preconditioners per axis of each layer's weight tensors. These methods have seen a recent resurgence, demonstrating impressive performance relative to entry-wise ("diagonal") preconditioning methods such as Adam(W) on a wide range of neural network optimization tasks. Complementary to their practical performance, we demonstrate that layer-wise preconditioning methods are provably necessary from a statistical perspective. To showcase this, we consider two prototypical models, linear representation learning and single-index learning, which are widely used to study how typical algorithms efficiently learn useful features to enable generalization. In these problems, we show SGD is a suboptimal feature learner when extending beyond ideal isotropic inputs $\mathbf{x} \sim \mathsf{N}(\mathbf{0}, \mathbf{I})$ and well-conditioned settings typically assumed in prior work. We demonstrate theoretically and numerically that this suboptimality is fundamental, and that layer-wise preconditioning emerges naturally as the solution. We further show that standard tools like Adam preconditioning and batch-norm only mildly mitigate these issues, supporting the unique benefits of layer-wise preconditioning.
title On The Concurrence of Layer-wise Preconditioning Methods and Provable Feature Learning
topic Machine Learning
Optimization and Control
url https://arxiv.org/abs/2502.01763