Mechanistic Interpretability of Emotion Inference in Large Language Models

Fuente: arXiv
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Autores principales: Tak, Ala N., Banayeeanzade, Amin, Bolourani, Anahita, Kian, Mina, Jia, Robin, Gratch, Jonathan
Formato: Preprint
Publicado: 2025
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author Tak, Ala N.
Banayeeanzade, Amin
Bolourani, Anahita
Kian, Mina
Jia, Robin
Gratch, Jonathan
author_facet Tak, Ala N.
Banayeeanzade, Amin
Bolourani, Anahita
Kian, Mina
Jia, Robin
Gratch, Jonathan
contents Large language models (LLMs) show promising capabilities in predicting human emotions from text. However, the mechanisms through which these models process emotional stimuli remain largely unexplored. Our study addresses this gap by investigating how autoregressive LLMs infer emotions, showing that emotion representations are functionally localized to specific regions in the model. Our evaluation includes diverse model families and sizes and is supported by robustness checks. We then show that the identified representations are psychologically plausible by drawing on cognitive appraisal theory, a well-established psychological framework positing that emotions emerge from evaluations (appraisals) of environmental stimuli. By causally intervening on construed appraisal concepts, we steer the generation and show that the outputs align with theoretical and intuitive expectations. This work highlights a novel way to causally intervene and precisely shape emotional text generation, potentially benefiting safety and alignment in sensitive affective domains.
format Preprint
id arxiv_https___arxiv_org_abs_2502_05489
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Mechanistic Interpretability of Emotion Inference in Large Language Models
Tak, Ala N.
Banayeeanzade, Amin
Bolourani, Anahita
Kian, Mina
Jia, Robin
Gratch, Jonathan
Computation and Language
Artificial Intelligence
Large language models (LLMs) show promising capabilities in predicting human emotions from text. However, the mechanisms through which these models process emotional stimuli remain largely unexplored. Our study addresses this gap by investigating how autoregressive LLMs infer emotions, showing that emotion representations are functionally localized to specific regions in the model. Our evaluation includes diverse model families and sizes and is supported by robustness checks. We then show that the identified representations are psychologically plausible by drawing on cognitive appraisal theory, a well-established psychological framework positing that emotions emerge from evaluations (appraisals) of environmental stimuli. By causally intervening on construed appraisal concepts, we steer the generation and show that the outputs align with theoretical and intuitive expectations. This work highlights a novel way to causally intervene and precisely shape emotional text generation, potentially benefiting safety and alignment in sensitive affective domains.
title Mechanistic Interpretability of Emotion Inference in Large Language Models
topic Computation and Language
Artificial Intelligence
url https://arxiv.org/abs/2502.05489