In-Context Learning of Linear Dynamical Systems with Transformers: Approximation Bounds and Depth-Separation

Fuente: arXiv
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Hauptverfasser: Cole, Frank, Zhao, Yuxuan, Lu, Yulong, Zhang, Tianhao
Format: Preprint
Veröffentlicht: 2025
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author Cole, Frank
Zhao, Yuxuan
Lu, Yulong
Zhang, Tianhao
author_facet Cole, Frank
Zhao, Yuxuan
Lu, Yulong
Zhang, Tianhao
contents This paper investigates approximation-theoretic aspects of the in-context learning capability of the transformers in representing a family of noisy linear dynamical systems. Our first theoretical result establishes an upper bound on the approximation error of multi-layer transformers with respect to an $L^2$-testing loss uniformly defined across tasks. This result demonstrates that transformers with logarithmic depth can achieve error bounds comparable with those of the least-squares estimator. In contrast, our second result establishes a non-diminishing lower bound on the approximation error for a class of single-layer linear transformers, which suggests a depth-separation phenomenon for transformers in the in-context learning of dynamical systems. Moreover, this second result uncovers a critical distinction in the approximation power of single-layer linear transformers when learning from IID versus non-IID data.
format Preprint
id arxiv_https___arxiv_org_abs_2502_08136
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle In-Context Learning of Linear Dynamical Systems with Transformers: Approximation Bounds and Depth-Separation
Cole, Frank
Zhao, Yuxuan
Lu, Yulong
Zhang, Tianhao
Machine Learning
This paper investigates approximation-theoretic aspects of the in-context learning capability of the transformers in representing a family of noisy linear dynamical systems. Our first theoretical result establishes an upper bound on the approximation error of multi-layer transformers with respect to an $L^2$-testing loss uniformly defined across tasks. This result demonstrates that transformers with logarithmic depth can achieve error bounds comparable with those of the least-squares estimator. In contrast, our second result establishes a non-diminishing lower bound on the approximation error for a class of single-layer linear transformers, which suggests a depth-separation phenomenon for transformers in the in-context learning of dynamical systems. Moreover, this second result uncovers a critical distinction in the approximation power of single-layer linear transformers when learning from IID versus non-IID data.
title In-Context Learning of Linear Dynamical Systems with Transformers: Approximation Bounds and Depth-Separation
topic Machine Learning
url https://arxiv.org/abs/2502.08136