Model-assisted inference for dynamic causal effects in staggered rollout cluster randomized experiments

Fuente: arXiv
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Auteurs principaux: Chen, Xinyuan, Li, Fan
Format: Preprint
Publié: 2025
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author Chen, Xinyuan
Li, Fan
author_facet Chen, Xinyuan
Li, Fan
contents Staggered rollout cluster randomized experiments (SR-CREs) involve sequential treatment adoption across clusters, requiring analysis methods that address a general class of dynamic causal effects, anticipation, and non-ignorable cluster-period sizes. Without imposing any outcome modeling assumptions, we study regression estimators using individual data, cluster-period averages, and scaled cluster-period totals, with and without covariate adjustment from a design-based perspective. We establish consistency and asymptotic normality of each estimator under a randomization-based framework and prove that the associated variance estimators are asymptotically conservative in the Löwner ordering. Furthermore, we conduct a unified efficiency comparison of the estimators and provide recommendations. We highlight the efficiency advantage of using estimators based on scaled cluster-period totals with covariate adjustment over their counterparts using individual-level data and cluster-period averages. Our results rigorously justify linear regression estimators as model-assisted methods to address an entire class of dynamic causal effects in SR-CREs.
format Preprint
id arxiv_https___arxiv_org_abs_2502_10939
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Model-assisted inference for dynamic causal effects in staggered rollout cluster randomized experiments
Chen, Xinyuan
Li, Fan
Methodology
Staggered rollout cluster randomized experiments (SR-CREs) involve sequential treatment adoption across clusters, requiring analysis methods that address a general class of dynamic causal effects, anticipation, and non-ignorable cluster-period sizes. Without imposing any outcome modeling assumptions, we study regression estimators using individual data, cluster-period averages, and scaled cluster-period totals, with and without covariate adjustment from a design-based perspective. We establish consistency and asymptotic normality of each estimator under a randomization-based framework and prove that the associated variance estimators are asymptotically conservative in the Löwner ordering. Furthermore, we conduct a unified efficiency comparison of the estimators and provide recommendations. We highlight the efficiency advantage of using estimators based on scaled cluster-period totals with covariate adjustment over their counterparts using individual-level data and cluster-period averages. Our results rigorously justify linear regression estimators as model-assisted methods to address an entire class of dynamic causal effects in SR-CREs.
title Model-assisted inference for dynamic causal effects in staggered rollout cluster randomized experiments
topic Methodology
url https://arxiv.org/abs/2502.10939