Saved in:
Bibliographic Details
Main Authors: Yao, Wei, Yang, Wenkai, Wang, Ziqiao, Lin, Yankai, Liu, Yong
Format: Preprint
Published: 2025
Subjects:
Online Access:https://arxiv.org/abs/2502.11107
Tags: Add Tag
No Tags, Be the first to tag this record!
_version_ 1866913862869057536
author Yao, Wei
Yang, Wenkai
Wang, Ziqiao
Lin, Yankai
Liu, Yong
author_facet Yao, Wei
Yang, Wenkai
Wang, Ziqiao
Lin, Yankai
Liu, Yong
contents As large language models advance toward superhuman performance, ensuring their alignment with human values and abilities grows increasingly complex. Weak-to-strong generalization offers a promising approach by leveraging predictions from weaker models to guide stronger systems, but its effectiveness could be constrained by the inherent noise and inaccuracies in these weak predictions. To address this, we propose a theoretically grounded approach that replaces forward KL divergence-whose mass-covering behavior risks overfitting to imperfect weak signals-with reverse KL divergence. Reverse KL divergence's zero-forcing effect prioritizes high-confidence predictions, effectively mitigating the influence of unreliable weak supervision. Theoretically, we extend existing bounds and derive tighter lower bounds for both forward and reverse KL divergence, establishing that reverse KL achieves at least comparable guarantees to forward KL. Notably, when a sufficiently pre-trained strong model is fine-tuned on the last linear layer, reverse KL guarantees that it outperforms its weak supervisor by the magnitude of their disagreement. Empirically, we demonstrate that reverse KL and reverse cross-entropy enable strong models to successfully outperform those trained with forward KL and standard cross-entropy across most settings, highlighting the practical advantages of these reverse losses.
format Preprint
id arxiv_https___arxiv_org_abs_2502_11107
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Revisiting Weak-to-Strong Generalization in Theory and Practice: Reverse KL vs. Forward KL
Yao, Wei
Yang, Wenkai
Wang, Ziqiao
Lin, Yankai
Liu, Yong
Machine Learning
Artificial Intelligence
As large language models advance toward superhuman performance, ensuring their alignment with human values and abilities grows increasingly complex. Weak-to-strong generalization offers a promising approach by leveraging predictions from weaker models to guide stronger systems, but its effectiveness could be constrained by the inherent noise and inaccuracies in these weak predictions. To address this, we propose a theoretically grounded approach that replaces forward KL divergence-whose mass-covering behavior risks overfitting to imperfect weak signals-with reverse KL divergence. Reverse KL divergence's zero-forcing effect prioritizes high-confidence predictions, effectively mitigating the influence of unreliable weak supervision. Theoretically, we extend existing bounds and derive tighter lower bounds for both forward and reverse KL divergence, establishing that reverse KL achieves at least comparable guarantees to forward KL. Notably, when a sufficiently pre-trained strong model is fine-tuned on the last linear layer, reverse KL guarantees that it outperforms its weak supervisor by the magnitude of their disagreement. Empirically, we demonstrate that reverse KL and reverse cross-entropy enable strong models to successfully outperform those trained with forward KL and standard cross-entropy across most settings, highlighting the practical advantages of these reverse losses.
title Revisiting Weak-to-Strong Generalization in Theory and Practice: Reverse KL vs. Forward KL
topic Machine Learning
Artificial Intelligence
url https://arxiv.org/abs/2502.11107