Multi-Step Alignment as Markov Games: An Optimistic Online Gradient Descent Approach with Convergence Guarantees

Fuente: arXiv
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Hauptverfasser: Wu, Yongtao, Viano, Luca, Chen, Yihang, Zhu, Zhenyu, Antonakopoulos, Kimon, Gu, Quanquan, Cevher, Volkan
Format: Preprint
Veröffentlicht: 2025
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author Wu, Yongtao
Viano, Luca
Chen, Yihang
Zhu, Zhenyu
Antonakopoulos, Kimon
Gu, Quanquan
Cevher, Volkan
author_facet Wu, Yongtao
Viano, Luca
Chen, Yihang
Zhu, Zhenyu
Antonakopoulos, Kimon
Gu, Quanquan
Cevher, Volkan
contents Reinforcement Learning from Human Feedback (RLHF) has been highly successful in aligning large language models with human preferences. While prevalent methods like DPO have demonstrated strong performance, they frame interactions with the language model as a bandit problem, which limits their applicability in real-world scenarios where multi-turn conversations are common. Additionally, DPO relies on the Bradley-Terry model assumption, which does not adequately capture the non-transitive nature of human preferences. In this paper, we address these challenges by modeling the alignment problem as a two-player constant-sum Markov game, where each player seeks to maximize their winning rate against the other across all steps of the conversation. Our approach Optimistic Multi-step Preference Optimization (OMPO) is built upon the optimistic online mirror descent algorithm~\citep{rakhlin2013online,joulani17a}. Theoretically, we provide a rigorous analysis for the convergence of OMPO and show that OMPO requires $\mathcal{O}(ε^{-1})$ policy updates to converge to an $ε$-approximate Nash equilibrium. We also validate the effectiveness of our method on multi-turn conversations dataset and math reasoning dataset.
format Preprint
id arxiv_https___arxiv_org_abs_2502_12678
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Multi-Step Alignment as Markov Games: An Optimistic Online Gradient Descent Approach with Convergence Guarantees
Wu, Yongtao
Viano, Luca
Chen, Yihang
Zhu, Zhenyu
Antonakopoulos, Kimon
Gu, Quanquan
Cevher, Volkan
Machine Learning
Artificial Intelligence
Computation and Language
Reinforcement Learning from Human Feedback (RLHF) has been highly successful in aligning large language models with human preferences. While prevalent methods like DPO have demonstrated strong performance, they frame interactions with the language model as a bandit problem, which limits their applicability in real-world scenarios where multi-turn conversations are common. Additionally, DPO relies on the Bradley-Terry model assumption, which does not adequately capture the non-transitive nature of human preferences. In this paper, we address these challenges by modeling the alignment problem as a two-player constant-sum Markov game, where each player seeks to maximize their winning rate against the other across all steps of the conversation. Our approach Optimistic Multi-step Preference Optimization (OMPO) is built upon the optimistic online mirror descent algorithm~\citep{rakhlin2013online,joulani17a}. Theoretically, we provide a rigorous analysis for the convergence of OMPO and show that OMPO requires $\mathcal{O}(ε^{-1})$ policy updates to converge to an $ε$-approximate Nash equilibrium. We also validate the effectiveness of our method on multi-turn conversations dataset and math reasoning dataset.
title Multi-Step Alignment as Markov Games: An Optimistic Online Gradient Descent Approach with Convergence Guarantees
topic Machine Learning
Artificial Intelligence
Computation and Language
url https://arxiv.org/abs/2502.12678