Evaluating and Enhancing Out-of-Domain Generalization of Task-Oriented Dialog Systems for Task Completion without Turn-level Dialog Annotations

Fuente: arXiv
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Autori principali: Mosharrof, Adib, Fereidouni, Moghis, Siddique, A. B.
Natura: Preprint
Pubblicazione: 2025
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author Mosharrof, Adib
Fereidouni, Moghis
Siddique, A. B.
author_facet Mosharrof, Adib
Fereidouni, Moghis
Siddique, A. B.
contents Traditional task-oriented dialog (ToD) systems rely heavily on labor-intensive turn-level annotations, such as dialogue states and policy labels, for training. This work explores whether large language models (LLMs) can be fine-tuned solely on natural language dialogs to perform ToD tasks, without requiring such annotations. We evaluate their ability to generalize to unseen domains and compare their performance with models trained on fully annotated data. Through extensive experiments with three open-source LLMs of varying sizes and two diverse ToD datasets, we find that models fine-tuned without turn-level annotations generate coherent and contextually appropriate responses. However, their task completion performance - measured by accurate execution of API calls - remains suboptimal, with the best models achieving only around 53% success in unseen domains. To improve task completion, we propose ZeroToD, a framework that incorporates a schema augmentation mechanism to enhance API call accuracy and overall task completion rates, particularly in out-of-domain settings. We also compare ZeroToD with fine-tuning-free alternatives, such as prompting off-the-shelf LLMs, and find that our framework enables smaller, fine-tuned models that outperform large-scale proprietary LLMs in task completion. Additionally, a human study evaluating informativeness, fluency, and task completion confirms our empirical findings. These findings suggest the feasibility of developing cost-effective, scalable, and zero-shot generalizable ToD systems for real-world applications.
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id arxiv_https___arxiv_org_abs_2502_13310
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Evaluating and Enhancing Out-of-Domain Generalization of Task-Oriented Dialog Systems for Task Completion without Turn-level Dialog Annotations
Mosharrof, Adib
Fereidouni, Moghis
Siddique, A. B.
Computation and Language
Traditional task-oriented dialog (ToD) systems rely heavily on labor-intensive turn-level annotations, such as dialogue states and policy labels, for training. This work explores whether large language models (LLMs) can be fine-tuned solely on natural language dialogs to perform ToD tasks, without requiring such annotations. We evaluate their ability to generalize to unseen domains and compare their performance with models trained on fully annotated data. Through extensive experiments with three open-source LLMs of varying sizes and two diverse ToD datasets, we find that models fine-tuned without turn-level annotations generate coherent and contextually appropriate responses. However, their task completion performance - measured by accurate execution of API calls - remains suboptimal, with the best models achieving only around 53% success in unseen domains. To improve task completion, we propose ZeroToD, a framework that incorporates a schema augmentation mechanism to enhance API call accuracy and overall task completion rates, particularly in out-of-domain settings. We also compare ZeroToD with fine-tuning-free alternatives, such as prompting off-the-shelf LLMs, and find that our framework enables smaller, fine-tuned models that outperform large-scale proprietary LLMs in task completion. Additionally, a human study evaluating informativeness, fluency, and task completion confirms our empirical findings. These findings suggest the feasibility of developing cost-effective, scalable, and zero-shot generalizable ToD systems for real-world applications.
title Evaluating and Enhancing Out-of-Domain Generalization of Task-Oriented Dialog Systems for Task Completion without Turn-level Dialog Annotations
topic Computation and Language
url https://arxiv.org/abs/2502.13310