Fundamental Limitations in Pointwise Defences of LLM Finetuning APIs

Fuente: arXiv
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Autori principali: Davies, Xander, Winsor, Eric, Souly, Alexandra, Korbak, Tomek, Kirk, Robert, de Witt, Christian Schroeder, Gal, Yarin
Natura: Preprint
Pubblicazione: 2025
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author Davies, Xander
Winsor, Eric
Souly, Alexandra
Korbak, Tomek
Kirk, Robert
de Witt, Christian Schroeder
Gal, Yarin
author_facet Davies, Xander
Winsor, Eric
Souly, Alexandra
Korbak, Tomek
Kirk, Robert
de Witt, Christian Schroeder
Gal, Yarin
contents LLM developers have imposed technical interventions to prevent fine-tuning misuse attacks, attacks where adversaries evade safeguards by fine-tuning the model using a public API. Previous work has established several successful attacks against specific fine-tuning API defences. In this work, we show that defences of fine-tuning APIs that seek to detect individual harmful training or inference samples ('pointwise' detection) are fundamentally limited in their ability to prevent fine-tuning attacks. We construct 'pointwise-undetectable' attacks that repurpose entropy in benign model outputs (e.g. semantic or syntactic variations) to covertly transmit dangerous knowledge. Our attacks are composed solely of unsuspicious benign samples that can be collected from the model before fine-tuning, meaning training and inference samples are all individually benign and low-perplexity. We test our attacks against the OpenAI fine-tuning API, finding they succeed in eliciting answers to harmful multiple-choice questions, and that they evade an enhanced monitoring system we design that successfully detects other fine-tuning attacks. We encourage the community to develop defences that tackle the fundamental limitations we uncover in pointwise fine-tuning API defences.
format Preprint
id arxiv_https___arxiv_org_abs_2502_14828
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Fundamental Limitations in Pointwise Defences of LLM Finetuning APIs
Davies, Xander
Winsor, Eric
Souly, Alexandra
Korbak, Tomek
Kirk, Robert
de Witt, Christian Schroeder
Gal, Yarin
Machine Learning
Cryptography and Security
LLM developers have imposed technical interventions to prevent fine-tuning misuse attacks, attacks where adversaries evade safeguards by fine-tuning the model using a public API. Previous work has established several successful attacks against specific fine-tuning API defences. In this work, we show that defences of fine-tuning APIs that seek to detect individual harmful training or inference samples ('pointwise' detection) are fundamentally limited in their ability to prevent fine-tuning attacks. We construct 'pointwise-undetectable' attacks that repurpose entropy in benign model outputs (e.g. semantic or syntactic variations) to covertly transmit dangerous knowledge. Our attacks are composed solely of unsuspicious benign samples that can be collected from the model before fine-tuning, meaning training and inference samples are all individually benign and low-perplexity. We test our attacks against the OpenAI fine-tuning API, finding they succeed in eliciting answers to harmful multiple-choice questions, and that they evade an enhanced monitoring system we design that successfully detects other fine-tuning attacks. We encourage the community to develop defences that tackle the fundamental limitations we uncover in pointwise fine-tuning API defences.
title Fundamental Limitations in Pointwise Defences of LLM Finetuning APIs
topic Machine Learning
Cryptography and Security
url https://arxiv.org/abs/2502.14828