Alpha-SQL: Zero-Shot Text-to-SQL using Monte Carlo Tree Search

Fuente: arXiv
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Auteurs principaux: Li, Boyan, Zhang, Jiayi, Fan, Ju, Xu, Yanwei, Chen, Chong, Tang, Nan, Luo, Yuyu
Format: Preprint
Publié: 2025
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author Li, Boyan
Zhang, Jiayi
Fan, Ju
Xu, Yanwei
Chen, Chong
Tang, Nan
Luo, Yuyu
author_facet Li, Boyan
Zhang, Jiayi
Fan, Ju
Xu, Yanwei
Chen, Chong
Tang, Nan
Luo, Yuyu
contents Text-to-SQL, which enables natural language interaction with databases, serves as a pivotal method across diverse industries. With new, more powerful large language models (LLMs) emerging every few months, fine-tuning has become incredibly costly, labor-intensive, and error-prone. As an alternative, zero-shot Text-to-SQL, which leverages the growing knowledge and reasoning capabilities encoded in LLMs without task-specific fine-tuning, presents a promising and more challenging direction. To address this challenge, we propose Alpha-SQL, a novel approach that leverages a Monte Carlo Tree Search (MCTS) framework to iteratively infer SQL construction actions based on partial reasoning states. To enhance the framework's reasoning capabilities, we introduce LLM-as-Action-Model to dynamically generate SQL construction actions during the MCTS process, steering the search toward more promising SQL queries. Moreover, Alpha-SQL employs a self-supervised reward function to evaluate the quality of candidate SQL queries, ensuring more accurate and efficient query generation. Experimental results show that Alpha-SQL achieves 69.7% execution accuracy on the BIRD development set, using a 32B open-source LLM without fine-tuning. Alpha-SQL outperforms the best previous zero-shot approach based on GPT-4o by 2.5% on the BIRD development set.
format Preprint
id arxiv_https___arxiv_org_abs_2502_17248
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Alpha-SQL: Zero-Shot Text-to-SQL using Monte Carlo Tree Search
Li, Boyan
Zhang, Jiayi
Fan, Ju
Xu, Yanwei
Chen, Chong
Tang, Nan
Luo, Yuyu
Databases
Text-to-SQL, which enables natural language interaction with databases, serves as a pivotal method across diverse industries. With new, more powerful large language models (LLMs) emerging every few months, fine-tuning has become incredibly costly, labor-intensive, and error-prone. As an alternative, zero-shot Text-to-SQL, which leverages the growing knowledge and reasoning capabilities encoded in LLMs without task-specific fine-tuning, presents a promising and more challenging direction. To address this challenge, we propose Alpha-SQL, a novel approach that leverages a Monte Carlo Tree Search (MCTS) framework to iteratively infer SQL construction actions based on partial reasoning states. To enhance the framework's reasoning capabilities, we introduce LLM-as-Action-Model to dynamically generate SQL construction actions during the MCTS process, steering the search toward more promising SQL queries. Moreover, Alpha-SQL employs a self-supervised reward function to evaluate the quality of candidate SQL queries, ensuring more accurate and efficient query generation. Experimental results show that Alpha-SQL achieves 69.7% execution accuracy on the BIRD development set, using a 32B open-source LLM without fine-tuning. Alpha-SQL outperforms the best previous zero-shot approach based on GPT-4o by 2.5% on the BIRD development set.
title Alpha-SQL: Zero-Shot Text-to-SQL using Monte Carlo Tree Search
topic Databases
url https://arxiv.org/abs/2502.17248