Convergence Rates for Softmax Gating Mixture of Experts

Fuente: arXiv
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Auteurs principaux: Nguyen, Huy, Ho, Nhat, Rinaldo, Alessandro
Format: Preprint
Publié: 2025
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author Nguyen, Huy
Ho, Nhat
Rinaldo, Alessandro
author_facet Nguyen, Huy
Ho, Nhat
Rinaldo, Alessandro
contents Mixture of experts (MoE) has recently emerged as an effective framework to advance the efficiency and scalability of machine learning models by softly dividing complex tasks among multiple specialized sub-models termed experts. Central to the success of MoE is an adaptive softmax gating mechanism which takes responsibility for determining the relevance of each expert to a given input and then dynamically assigning experts their respective weights. Despite its widespread use in practice, a comprehensive study on the effects of the softmax gating on the MoE has been lacking in the literature. To bridge this gap in this paper, we perform a convergence analysis of parameter estimation and expert estimation under the MoE equipped with the standard softmax gating or its variants, including a dense-to-sparse gating and a hierarchical softmax gating, respectively. Furthermore, our theories also provide useful insights into the design of sample-efficient expert structures. In particular, we demonstrate that it requires polynomially many data points to estimate experts satisfying our proposed \emph{strong identifiability} condition, namely a commonly used two-layer feed-forward network. In stark contrast, estimating linear experts, which violate the strong identifiability condition, necessitates exponentially many data points as a result of intrinsic parameter interactions expressed in the language of partial differential equations. All the theoretical results are substantiated with a rigorous guarantee.
format Preprint
id arxiv_https___arxiv_org_abs_2503_03213
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Convergence Rates for Softmax Gating Mixture of Experts
Nguyen, Huy
Ho, Nhat
Rinaldo, Alessandro
Machine Learning
Mixture of experts (MoE) has recently emerged as an effective framework to advance the efficiency and scalability of machine learning models by softly dividing complex tasks among multiple specialized sub-models termed experts. Central to the success of MoE is an adaptive softmax gating mechanism which takes responsibility for determining the relevance of each expert to a given input and then dynamically assigning experts their respective weights. Despite its widespread use in practice, a comprehensive study on the effects of the softmax gating on the MoE has been lacking in the literature. To bridge this gap in this paper, we perform a convergence analysis of parameter estimation and expert estimation under the MoE equipped with the standard softmax gating or its variants, including a dense-to-sparse gating and a hierarchical softmax gating, respectively. Furthermore, our theories also provide useful insights into the design of sample-efficient expert structures. In particular, we demonstrate that it requires polynomially many data points to estimate experts satisfying our proposed \emph{strong identifiability} condition, namely a commonly used two-layer feed-forward network. In stark contrast, estimating linear experts, which violate the strong identifiability condition, necessitates exponentially many data points as a result of intrinsic parameter interactions expressed in the language of partial differential equations. All the theoretical results are substantiated with a rigorous guarantee.
title Convergence Rates for Softmax Gating Mixture of Experts
topic Machine Learning
url https://arxiv.org/abs/2503.03213