The Challenge of Identifying the Origin of Black-Box Large Language Models

Fuente: arXiv
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Auteurs principaux: Yang, Ziqing, Wu, Yixin, Shen, Yun, Dai, Wei, Backes, Michael, Zhang, Yang
Format: Preprint
Publié: 2025
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author Yang, Ziqing
Wu, Yixin
Shen, Yun
Dai, Wei
Backes, Michael
Zhang, Yang
author_facet Yang, Ziqing
Wu, Yixin
Shen, Yun
Dai, Wei
Backes, Michael
Zhang, Yang
contents The tremendous commercial potential of large language models (LLMs) has heightened concerns about their unauthorized use. Third parties can customize LLMs through fine-tuning and offer only black-box API access, effectively concealing unauthorized usage and complicating external auditing processes. This practice not only exacerbates unfair competition, but also violates licensing agreements. In response, identifying the origin of black-box LLMs is an intrinsic solution to this issue. In this paper, we first reveal the limitations of state-of-the-art passive and proactive identification methods with experiments on 30 LLMs and two real-world black-box APIs. Then, we propose the proactive technique, PlugAE, which optimizes adversarial token embeddings in a continuous space and proactively plugs them into the LLM for tracing and identification. The experiments show that PlugAE can achieve substantial improvement in identifying fine-tuned derivatives. We further advocate for legal frameworks and regulations to better address the challenges posed by the unauthorized use of LLMs.
format Preprint
id arxiv_https___arxiv_org_abs_2503_04332
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle The Challenge of Identifying the Origin of Black-Box Large Language Models
Yang, Ziqing
Wu, Yixin
Shen, Yun
Dai, Wei
Backes, Michael
Zhang, Yang
Cryptography and Security
Machine Learning
The tremendous commercial potential of large language models (LLMs) has heightened concerns about their unauthorized use. Third parties can customize LLMs through fine-tuning and offer only black-box API access, effectively concealing unauthorized usage and complicating external auditing processes. This practice not only exacerbates unfair competition, but also violates licensing agreements. In response, identifying the origin of black-box LLMs is an intrinsic solution to this issue. In this paper, we first reveal the limitations of state-of-the-art passive and proactive identification methods with experiments on 30 LLMs and two real-world black-box APIs. Then, we propose the proactive technique, PlugAE, which optimizes adversarial token embeddings in a continuous space and proactively plugs them into the LLM for tracing and identification. The experiments show that PlugAE can achieve substantial improvement in identifying fine-tuned derivatives. We further advocate for legal frameworks and regulations to better address the challenges posed by the unauthorized use of LLMs.
title The Challenge of Identifying the Origin of Black-Box Large Language Models
topic Cryptography and Security
Machine Learning
url https://arxiv.org/abs/2503.04332