Multi-asset optimal trade execution with stochastic cross-effects: An Obizhaeva-Wang-type framework

Fuente: arXiv
Gespeichert in:
Bibliographische Detailangaben
Hauptverfasser: Ackermann, Julia, Kruse, Thomas, Urusov, Mikhail
Format: Preprint
Veröffentlicht: 2025
Schlagworte:
Online-Zugang:
Tags: Tag hinzufügen
Keine Tags, Fügen Sie den ersten Tag hinzu!
_version_ 1866908910955266048
author Ackermann, Julia
Kruse, Thomas
Urusov, Mikhail
author_facet Ackermann, Julia
Kruse, Thomas
Urusov, Mikhail
contents We analyze a continuous-time optimal trade execution problem in multiple assets where the price impact and the resilience can be matrix-valued stochastic processes that incorporate cross-impact effects. In addition, we allow for stochastic terminal and running targets. Initially, we formulate the optimal trade execution task as a stochastic control problem with a finite-variation control process that acts as an integrator both in the state dynamics and in the cost functional. We then extend this problem continuously to a stochastic control problem with progressively measurable controls. By identifying this extended problem as equivalent to a certain linear-quadratic stochastic control problem, we can use established results in linear-quadratic stochastic control to solve the extended problem. This work generalizes [Ackermann, Kruse, Urusov; FinancStoch'24] from the single-asset setting to the multi-asset case. In particular, we reveal cross-hedging effects, showing that it can be optimal to trade in an asset despite having no initial position. Moreover, as a subsetting we discuss a multi-asset variant of the model in [Obizhaeva, Wang; JFinancMark'13].
format Preprint
id arxiv_https___arxiv_org_abs_2503_05594
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle Multi-asset optimal trade execution with stochastic cross-effects: An Obizhaeva-Wang-type framework
Ackermann, Julia
Kruse, Thomas
Urusov, Mikhail
Optimization and Control
Probability
Mathematical Finance
Trading and Market Microstructure
We analyze a continuous-time optimal trade execution problem in multiple assets where the price impact and the resilience can be matrix-valued stochastic processes that incorporate cross-impact effects. In addition, we allow for stochastic terminal and running targets. Initially, we formulate the optimal trade execution task as a stochastic control problem with a finite-variation control process that acts as an integrator both in the state dynamics and in the cost functional. We then extend this problem continuously to a stochastic control problem with progressively measurable controls. By identifying this extended problem as equivalent to a certain linear-quadratic stochastic control problem, we can use established results in linear-quadratic stochastic control to solve the extended problem. This work generalizes [Ackermann, Kruse, Urusov; FinancStoch'24] from the single-asset setting to the multi-asset case. In particular, we reveal cross-hedging effects, showing that it can be optimal to trade in an asset despite having no initial position. Moreover, as a subsetting we discuss a multi-asset variant of the model in [Obizhaeva, Wang; JFinancMark'13].
title Multi-asset optimal trade execution with stochastic cross-effects: An Obizhaeva-Wang-type framework
topic Optimization and Control
Probability
Mathematical Finance
Trading and Market Microstructure
url https://arxiv.org/abs/2503.05594