A Survey on Sparse Autoencoders: Interpreting the Internal Mechanisms of Large Language Models

Fuente: arXiv
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Main Authors: Shu, Dong, Wu, Xuansheng, Zhao, Haiyan, Rai, Daking, Yao, Ziyu, Liu, Ninghao, Du, Mengnan
Format: Preprint
Published: 2025
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_version_ 1866918146072379392
author Shu, Dong
Wu, Xuansheng
Zhao, Haiyan
Rai, Daking
Yao, Ziyu
Liu, Ninghao
Du, Mengnan
author_facet Shu, Dong
Wu, Xuansheng
Zhao, Haiyan
Rai, Daking
Yao, Ziyu
Liu, Ninghao
Du, Mengnan
contents Large Language Models (LLMs) have transformed natural language processing, yet their internal mechanisms remain largely opaque. Recently, mechanistic interpretability has attracted significant attention from the research community as a means to understand the inner workings of LLMs. Among various mechanistic interpretability approaches, Sparse Autoencoders (SAEs) have emerged as a promising method due to their ability to disentangle the complex, superimposed features within LLMs into more interpretable components. This paper presents a comprehensive survey of SAEs for interpreting and understanding the internal workings of LLMs. Our major contributions include: (1) exploring the technical framework of SAEs, covering basic architecture, design improvements, and effective training strategies; (2) examining different approaches to explaining SAE features, categorized into input-based and output-based explanation methods; (3) discussing evaluation methods for assessing SAE performance, covering both structural and functional metrics; and (4) investigating real-world applications of SAEs in understanding and manipulating LLM behaviors.
format Preprint
id arxiv_https___arxiv_org_abs_2503_05613
institution arXiv
publishDate 2025
record_format arxiv
spellingShingle A Survey on Sparse Autoencoders: Interpreting the Internal Mechanisms of Large Language Models
Shu, Dong
Wu, Xuansheng
Zhao, Haiyan
Rai, Daking
Yao, Ziyu
Liu, Ninghao
Du, Mengnan
Machine Learning
Artificial Intelligence
Computation and Language
Large Language Models (LLMs) have transformed natural language processing, yet their internal mechanisms remain largely opaque. Recently, mechanistic interpretability has attracted significant attention from the research community as a means to understand the inner workings of LLMs. Among various mechanistic interpretability approaches, Sparse Autoencoders (SAEs) have emerged as a promising method due to their ability to disentangle the complex, superimposed features within LLMs into more interpretable components. This paper presents a comprehensive survey of SAEs for interpreting and understanding the internal workings of LLMs. Our major contributions include: (1) exploring the technical framework of SAEs, covering basic architecture, design improvements, and effective training strategies; (2) examining different approaches to explaining SAE features, categorized into input-based and output-based explanation methods; (3) discussing evaluation methods for assessing SAE performance, covering both structural and functional metrics; and (4) investigating real-world applications of SAEs in understanding and manipulating LLM behaviors.
title A Survey on Sparse Autoencoders: Interpreting the Internal Mechanisms of Large Language Models
topic Machine Learning
Artificial Intelligence
Computation and Language
url https://arxiv.org/abs/2503.05613